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SRH Total Return Fund, Inc. — Director's Dealing 2015
Mar 24, 2015
31784_dirs_2015-03-24_2909453e-f793-4119-b952-d9fce61a7474.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BOULDER GROWTH & INCOME FUND (BIF)
CIK: 0000102426
Period of Report: 2015-03-20
Reporting Person: EVERGREEN ATLANTIC LLC (10% Owner)
Reporting Person: HOREJSI STEWART R (10% Owner)
Reporting Person: SUSAN L CICIORA TRUST (10% Owner)
Reporting Person: STEWART WEST INDIES TRUST (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1072903 | Direct |
Footnotes
F1: Received in exchange for 343,749 shares of Boulder Total Return Fund, Inc. (BTF) common stock pursuant to an Agreement and Plan of Reorganization between the Issuer and BTF and two affiliated funds (the Merger). On March 20, 2015, the effective date of the Merger, shares of Issuer were exchanged for Shares of BTF at a conversion rate of 3.121182 Shares of Issuers common stock (net asset value $10.73 per share) for each share of BTFs common stock (net asset value $33.50 per share).
F2: The manager of Evergreen Atlantic LLC ("Evergreen Atlantic") is Stewart R. Horejsi. The members of Evergreen Atlantic are the Susan L. Ciciora Trust and the Stewart West Indies Trust. Mr. Horejsi may be deemed to control Evergreen Atlantic and may be deemed to possess indirect beneficial ownership of the Shares held by Evergreen Atlantic.
F3: Trusts, persons and entities affiliated with the reporting person(s), including Evergreen Atlantic, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart West Indies Trust, Stewart R. Horejsi Trust No. 2 and the Susan L. Ciciora Trust, will own an aggregate of 45,444,848 Shares of the Issuer after the reorganization of the Issuer on March 20, 2015.