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SRH Total Return Fund, Inc. — Director's Dealing 2015
Mar 24, 2015
31784_dirs_2015-03-24_275e6e91-c99e-40c9-9344-83a0d554dc11.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOULDER GROWTH & INCOME FUND (BIF)
CIK: 0000102426
Period of Report: 2015-03-20
Reporting Person: MILLER STEPHEN C (Director, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-20 | Common Stock | P | 12475 | — | Acquired | 42609 | Direct |
| 2015-03-20 | Common Stock | P | 25625 | — | Acquired | 68234 | Direct |
Footnotes
F1: Received in exchange for 3,997 shares of Boulder Total Return Fund, Inc. (BTF) common stock and 23,050 shares of First Opportunity Fund, Inc. (FOFI) common stock pursuant to an Agreement and Plan of Reorganization between the Issuer the foregoing funds and an affiliated fund (the "Merger").
F2: On March 20, 2015, the effective date of the Merger, Shares of BTF were exchanged for shares of Issuer at a conversion rate of 3.121182 Shares of Issuer's common stock (net asset value $10.73 per share) for each share of BTF's common stock (net asset value $33.50 per share).
F3: On March 20, 2015, the effective date of the Merger, Shares of FOFI were exchanged for shares of Issuer at a conversion rate of 1.111719 Shares of Issuer's common stock (net asset value $10.73 per share) for each share of FOFI's common stock (net asset value $11.93 per share).