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SRG GLOBAL LIMITED — Major Shareholding Notification 2022
Jun 5, 2022
65852_rns_2022-06-05_a7a67fdd-c71b-491b-8a91-187edefd802a.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | SRG Global Ltd |
|---|---|
| ACN/ARSN | 104 662 259 |
| 1. Details of substantial holder (1) | |
| Name | First Sentier Investors Holdings Pty Limited ACN 630 725 558 and its related bodies corporate listed in annexure A |
| ACN/ARSN (if applicable) | 630 725 558 |
| There was a change in the interests of the | 02/06/2022 |
| substantial holder on | |
| The previous notice was given to the company on | 07/04/2022 |
| The previous notice was dated | 04/04/2022 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the
company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Fully Paid ordinary shares | 39,366,534 | 8.83% | 33,206,549 | 7.45% |
*Note these securities are comprised of 30,350,969 shares in which First Sentier Investors Holdings Pty Limited and its subsidiaries have voting power and 2,855,580 securities in which First Sentier Investors Holdings Pty Limited's ultimate parent, Mitsubishi UFJ Financial Group, Inc. on and from 2 June 2022, has informed it that it has voting power prior to the date of this notice.
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of
the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature of change (6) | Consideration given inrelation to change (7) | Class and numberof securitiesaffected | Person's votesaffected | |
|---|---|---|---|---|---|---|
| See annexure B to thisnotice |
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevantinterest | Registered holderof securities | Person entitled to beregistered as holder(8) | Nature of relevantinterest (6) | Class and numberof securities | Person's votes |
|---|---|---|---|---|---|
| First Sentier Investors(Australia) IM Ltd ACN 114194 311 | Citicorp Nominees PtyLimited (Australia) | Relevant interest under paragraph 608(1)(b)and/or 608(1)(c) of the Corporations Act 2001(Cth), being a relevant interest arising from havingthe power to control the exercise of the right tovote attached to securities and/or to control theexercise of the power to dispose of securities in itscapacity as investment manager, as provided forunder its investment mandates. In addition, if anyOTC derivatives, warrants or other securities(other than ordinary shares or ordinary units (asapplicable)) are referred to below in this row, therelevant interest in respect of those securitiesarises under subsection 608(8) being anaccelerated relevant interest held in the samecapacity. | 30,350,969 Fully Paid ordinaryshares | 30,350,969 | |
| Mitsubishi UFJ FinancialGroup | Mitsubishi UFJFinancial Group | Mitsubishi UFJ Financial Group Inc. (MUFG) owns100% of First Sentier Investors Holdings PtyLimited (indirectly) and has informed First SentierInvestors Holdings Pty Limited that it has arelevant interest in the shares noted in this column.Accordingly, First Sentier Investors Holdings PtyLimited has a relevant interest or voting power inthose shares pursuant to section 608(3) or section12(2)(a) of the Corporations Act (as relevant).MUFG has not provided any further details of thatrelevant interest - accordingly no transactioninformation is recorded in Appendix B or holderinformation is recorded in Section 4. Reference ismade to any subsequent filing of MUFG which willreflect this interest. | 2,855,580 Fully Paid ordinaryshares | 2,855,580 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 | Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia |
| Mitsubishi UFJ Financial Group | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
Signature
| print name | Poh Wan Lee | capacityCompany Secretary | ||
|---|---|---|---|---|
| sign here | date | 06/06/2022 |
Annexure A
Dated the 06/06/2022
SCHEDULE
First Sentier Investors International IM Limited (Company No. SC079063) First Sentier Investors (UK) Services Limited (Company No. 03904320) First Sentier Investors (Luxembourg) EDIF II GP S.Á.R.L (Company No. B204413) First Sentier Infrastructure Managers (International) Limited (Company No. 298444) First Sentier Investors Realindex Pty Ltd (ACN 133 312 017) First Sentier Investors (Australia) IM Ltd (ACN 114 194 311) First Sentier Investors (Australia) RE Ltd (ACN 006 464 428) First Sentier Investors (Luxembourg) EDIF III GP S.A.R.L (Company No. B128117) First Sentier Investors Europe Holdings Limited (Company No. 03904310) First Sentier Investors (US) LLC (File Number 546 9442) First Sentier Investors (Hong Kong) Limited (CR No. 0206616) First Sentier Investors (Japan) Limited (Company No. 0104-01-093090) First Sentier Investors (Hong Kong) Nominees Limited (CR NO. 0206615) First Sentier Investors (Singapore) Holdings Limited (Registration No. 199901706Z) SI Holdings Limited (Company No. SC109439) Mitsubishi UFJ Financial Group, Inc (Registration No. 0100-01-073486) First Sentier Investors (Hong Kong) AMC Limited (CR NO. 0580652) Mitsubishi UFJ Trust and Banking Corporation (Registration No. 0100-01-008770) First Sentier Investors (UK) Funds Limited (Company No. 02294743) First Sentier Investors (Luxembourg) EDIF I MC S.A.R.L (Company No. B128117) First Sentier Investors (Ireland) Limited (Company No. 629188) First Sentier Investors (Singapore) (COMPANY NO. 196900420D) FSIB LTD (Registration No. 26193) First Sentier Investors (Luxembourg) EDIF I Feeders MC S.A.R.L (Company No. B134314) First Sentier Investors (UK) IM Limited (Company No. SC047708) First Sentier Investors Asia Holdings Limited (ACN 054 571 701) First Sentier Investors (Australia) Services Pty Limited (ACN 624 305 595) First Sentier Investors Strategic Investments Pty Limited (ACN 625 765 399) First Sentier Investors (Australia) Infrastructure Holdings Ltd (ACN 085 313 926) First Sentier Investors (Malta) Limited (Company Code C41267) CFSIM Limited (Company No. 00153197) First Sentier Investors (Australia) Infrastructure Managers Pty Ltd (ACN 101 384 294) First Sentier Investors (Malta) Holdings Limited (Company Code C41260)
Annexure B
This is annexure B referred to in Form 604, Notice of change of interest of substantial holder dated 02/06/2022
Dated the 06/06/2022
| Date of change | Person whose relevant interest changed | Nature of change | Considerationgiven in relationto change | Class and number of securitiesaffected | Person's votesaffected | |
|---|---|---|---|---|---|---|
| 27/04/2022 | First Sentier Investors (Australia) IM Ltd ACN 114194 311 | Purchase | 96,195.00 | 150,000 Fully Paid ordinaryshares | 150,000 | |
| 23/05/2022 | First Sentier Investors (Australia) IM Ltd ACN 114194 311 | Sale | 977,183.77 | 1,635,454 Fully Paid ordinaryshares | 1,635,454 | |
| 24/05/2022 | First Sentier Investors (Australia) IM Ltd ACN 114194 311 | Sale | 220,823.74 | 364,546 Fully Paid ordinaryshares | 364,546 | |
| 30/05/2022 | First Sentier Investors (Australia) IM Ltd ACN 114194 311 | Sale | 600,000.00 | 1,000,000 Fully Paid ordinaryshares | 1,000,000 | |
| 02/06/2022 | First Sentier Investors (Australia) IM Ltd ACN 114194 311 | Sale | 2,135,000.00 | 3,500,000 Fully Paid ordinaryshares | 3,500,000 |