AI assistant
SRG GLOBAL LIMITED — Major Shareholding Notification 2021
Jul 28, 2021
65852_rns_2021-07-28_709c38e2-ec08-4ce7-bfe4-25a315b02fa4.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 604 Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/SchemeACN/ARSN: | SRG Global Ltd81 104 662 259 | Source: | Australian Business Register |
|---|---|---|---|
| 1. Details of substantial holder (1) | |||
| Name:ACN/ARSN (if applicable) | Perennial Value Management Limited (PVM)22 090 879 904 | ||
| There was a change in the interest of the substantial holder on | 27 July 2021 | ||
| The previous notice was given to the company on | 15 May 2021 | ||
| The previous notice was dated | 13 May 2021 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relavant interest
| Class of securities (4) | Previous notice | Present notice | |||
|---|---|---|---|---|---|
| Person's votes | Voting Power (%) (5) | Person's votes | Voting Power (%) (5) | ||
| Ordinary | 62,347,245 | 13.99 | 66,812,463 | 14.99 |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
| Date of change | Person whose relevant | Nature of change (6) | Consideration given in | Class & number of | Person's votes affected |
|---|---|---|---|---|---|
| interest changed | relation to change (7) | securities affected | |||
| 17/05/2021 National Asset Servicing | Buy On the Market | $3,799.82 | 8,617 | 8,617 | |
| 17/05/2021 National Asset Servicing | Buy On the Market | $1,618.79 | 3,671 | 3,671 | |
| 17/05/2021 National Asset Servicing | Buy On the Market | $6,100.79 | 13,835 | 13,835 | |
| 17/05/2021 National Asset Servicing | Buy On the Market | $6,371.10 | 14,448 | 14,448 | |
| 18/05/2021 National Asset Servicing | Buy On the Market | $32,708.04 | 71,728 | 71,728 | |
| 18/05/2021 National Asset Servicing | Buy On the Market | $19,507.72 | 42,780 | 42,780 | |
| 18/05/2021 National Asset Servicing | Buy On the Market | $8,309.25 | 18,222 | 18,222 | |
| 18/05/2021 National Asset Servicing | Buy On the Market | $31,320.43 | 68,685 | 68,685 | |
| 19/05/2021 National Asset Servicing | Buy On the Market | $8,208.78 | 17,806 | 17,806 | |
| 19/05/2021 National Asset Servicing | Buy On the Market | $4,895.95 | 10,620 | 10,620 | |
| 19/05/2021 National Asset Servicing | Buy On the Market | $2,085.16 | 4,523 | 4,523 | |
| 19/05/2021 National Asset Servicing | Buy On the Market | $7,860.72 | 17,051 | 17,051 | |
| 20/05/2021 National Asset Servicing | Buy On the Market | $30,345.05 | 65,923 | 65,923 | |
| 20/05/2021 National Asset Servicing | Buy On the Market | $18,098.49 | 39,318 | 39,318 | |
| 20/05/2021 National Asset Servicing | Buy On the Market | $7,708.82 | 16,747 | 16,747 | |
| 20/05/2021 National Asset Servicing | Buy On the Market | $29,057.10 | 63,125 | 63,125 | |
| 21/05/2021 National Asset Servicing | Buy On the Market | $140,207.68 | 300,860 | 300,860 | |
| 21/05/2021 National Asset Servicing | Buy On the Market | $59,720.39 | 128,149 | 128,149 | |
| 21/05/2021 National Asset Servicing | Buy On the Market | $225,106.35 | 483,037 | 483,037 | |
| 21/05/2021 National Asset Servicing | Buy On the Market | $38,918.99 | 83,513 | 83,513 | |
| 21/05/2021 National Asset Servicing | Buy On the Market | $235,081.57 | 504,442 | 504,442 | |
| 24/05/2021 National Asset Servicing | Buy On the Market | $7,490.58 | 15,735 | 15,735 | |
| 24/05/2021 National Asset Servicing | Buy On the Market | $4,467.69 | 9,385 | 9,385 | |
| 24/05/2021 National Asset Servicing | Buy On the Market | $1,902.76 | 3,997 | 3,997 | |
| 24/05/2021 National Asset Servicing | Buy On the Market | $7,172.57 | 15,067 | 15,067 | |
| 24/05/2021 National Asset Servicing | Buy On the Market | $1,240.10 | 2,605 | 2,605 | |
| 26/05/2021 National Asset Servicing | Buy On the Market | $7,906.85 | 16,101 | 16,101 | |
| 26/05/2021 National Asset Servicing | Buy On the Market | $7,754.38 | 15,852 | 15,852 | |
| 26/05/2021 National Asset Servicing | Buy On the Market | $1,367.16 | 2,784 | 2,784 | |
| 26/05/2021 National Asset Servicing | Buy On the Market | $46,837.91 | 95,749 | 95,749 | |
| 26/05/2021 National Asset Servicing | Buy On the Market | $8,257.48 | 16,815 | 16,815 | |
| 26/05/2021 National Asset Servicing | Buy On the Market | $27,935.26 | 57,107 | 57,107 | |
| 26/05/2021 National Asset Servicing | Buy On the Market | $4,924.53 | 10,028 | 10,028 | |
| 26/05/2021 National Asset Servicing | Buy On the Market | $11,898.67 | 24,324 | 24,324 | |
| 26/05/2021 National Asset Servicing | Buy On the Market | $2,097.89 | 4,272 | 4,272 | |
| 26/05/2021 National Asset Servicing | Buy On the Market | $44,850.39 | 91,686 | 91,686 | |
| 27/05/2021 National Asset Servicing | Buy On the Market | $10,647.79 | 21,906 | 21,906 | |
| 27/05/2021 National Asset Servicing | Buy On the Market | $6,350.47 | 13,065 | 13,065 | |
| 27/05/2021 National Asset Servicing | Buy On the Market | $2,704.97 | 5,565 | 5,565 | |
| 27/05/2021 National Asset Servicing | Buy On the Market | $10,196.24 | 20,977 | 20,977 | |
| 31/05/2021 National Asset Servicing | Buy On the Market | $576,215.83 | 1,122,790 | 1,122,790 | |
| 31/05/2021 National Asset Servicing | Buy On the Market | $172,051.33 | 335,252 | 335,252 | |
| 31/05/2021 National Asset Servicing | Sell On the Market | $748,267.15 | 1,458,042 | 1,458,042 | |
| 7/06/2021 Northern Trust | Buy On the Market | $40,281.48 | 84,386 | 84,386 | |
| 8/06/2021 Northern Trust | Buy On the Market | $88,549.78 | 184,276 | 184,276 |
| 9/06/2021 Northern Trust | Buy On the Market | $6,873.36 | 14,297 | 14,297 |
|---|---|---|---|---|
| 25/06/2021 BNP Paribas Securities | Buy On the Market | $14,845.67 | 30,168 | 30,168 |
| Services | ||||
| 25/06/2021 BNP Paribas Securities | Buy On the Market | $31,952.98 | 65,067 | 65,067 |
| Services | ||||
| 25/06/2021 BNP Paribas Securities | Buy On the Market | $4,553.81 | 9,143 | 9,143 |
| Services25/06/2021 Northern Trust | Buy On the Market | $37,630.89 | 76,470 | 76,470 |
| 25/06/2021 Northern Trust | Buy On the Market | $80,994.96 | 164,933 | 164,933 |
| 25/06/2021 Northern Trust | Buy On the Market | $11,543.14 | 23,176 | 23,176 |
| 25/06/2021 National Asset Servicing | Sell On the Market | |||
| $52,476.56 | 106,638 | 106,638 | ||
| 28/06/2021 BNP Paribas SecuritiesServices | Buy On the Market | $179,351.21 | 357,915 | 357,915 |
| 28/06/2021 Northern Trust | Buy On the Market | $454,618.46 | 907,241 | 907,241 |
| 1/07/2021 BNP Paribas Securities | Buy On the Market | $1,444,834.87 | 2,924,175 | 2,924,175 |
| Services | ||||
| 1/07/2021 BNP Paribas Securities | Buy On the Market | $593,457.09 | 1,201,087 | 1,201,087 |
| Services | ||||
| 1/07/2021 Northern Trust | Buy On the Market | $1,006,181.78 | 2,036,393 | 2,036,393 |
| 1/07/2021 National Asset Servicing | Sell On the Market | $1,432,450.75 | 2,899,111 | 2,899,111 |
| 1/07/2021 National Asset Servicing | Sell On the Market | $1,612,022.99 | 3,262,544 | 3,262,544 |
| 5/07/2021 Citicorp Nominees Pty Limited Buy On the Market | $677,454.48 | 1,376,940 | 1,376,940 | |
| 5/07/2021 National Asset Servicing | Sell On the Market | $677,454.48 | 1,376,940 | 1,376,940 |
| 6/07/2021 Citicorp Nominees Pty Limited Buy On the Market | $161,504.79 | 301,991 | 301,991 | |
| 6/07/2021 BNP Paribas Securities | Sell On the Market | $100,647.22 | 188,196 | 188,196 |
| Services | ||||
| 6/07/2021 National Asset Servicing | Sell On the Market | $34,877.86 | 65,336 | 65,336 |
| 6/07/2021 National Asset Servicing | Sell On the Market | $60,857.57 | 113,795 | 113,795 |
| 12/07/2021 Citicorp Nominees Pty Limited Buy On the Market | $364,516.06 | 673,533 | 673,533 | |
| 12/07/2021 National Asset Servicing | Sell On the Market | $364,516.06 | 673,533 | 673,533 |
| 16/07/2021 Citicorp Nominees Pty Limited Buy On the Market | $42,783.77 | 78,330 | 78,330 | |
| 16/07/2021 National Asset Servicing | Buy On the Market | $73,035.07 | 128,515 | 128,515 |
| 16/07/2021 BNP Paribas Securities | Sell On the Market | $73,035.07 | 128,515 | 128,515 |
| Services | ||||
| 20/07/2021 Citicorp Nominees Pty Limited Buy On the Market | $69,507.58 | 123,591 | 123,591 | |
| 20/07/2021 National Asset Servicing | Sell On the Market | $69,507.58 | 123,591 | 123,591 |
| 26/07/2021 Citicorp Nominees Pty Limited Buy On the Market | $68,285.10 | 121,670 | 121,670 | |
| 26/07/2021 National Asset Servicing | Buy On the Market | $1,867,241.94 | 3,336,744 | 3,336,744 |
| 26/07/2021 BNP Paribas Securities | Sell On the Market | $1,867,241.94 | 3,336,744 | 3,336,744 |
| Services | ||||
| 27/07/2021 Citicorp Nominees Pty Limited Buy On the Market | $55,992.91 | 100,000 | 100,000 | |
4. Present Relevant Interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder ofsecurities | Person entitled to beregistered as holder (8) | Nature of relevantinterest (6) | Class & number ofsecurities (Ord) | Person's votes |
|---|---|---|---|---|---|
| Perennial Value ManagementLimited | National Asset Servicing | National Asset Servicing | 29,529,914 | 29,529,914 | 29,529,914 |
| Perennial Value ManagementLimited | Northern Trust | Northern Trust | 15,397,023 | 15,397,023 | 15,397,023 |
| Perennial Value ManagementLimited | BNP Paribas Securities Services BNP Paribas Securities | Services | 19,109,471 | 19,109,471 | 19,109,471 |
| Perennial Value ManagementLimited | Citicorp Nominees Pty Limited | Citicorp Nominees PtyLimited | 2,776,055 | 2,776,055 | 2,776,055 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting
Date 29/07/2021
| Name & ACN | Nature of association |
|---|---|
| Not applicable |
6. Addresses
The addresses of persons named in this form as as follows:
| Name | Address | ||
|---|---|---|---|
| Perennial Value Management Ltd | Level 27, 88 Phillip St | ||
| Sydney NSW 2000 | |||
| SRG Global Ltd | Srg Global Ltd338 Barker Road Level 1, Subiaco, Wa 6008 |
Signature
| Print Name | Bill Anastasopoulos | Capacity | Company Secretary |
|---|---|---|---|
Sign Here
DIRECTIONS
- (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or themanager and trustee of an equity trust), the names could be included in an persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the f
- (2) See the definition of "associate" in section 9 of the Corporations Act 2001
- (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- (4) The voting shares of a company constitute one class unless divided into separate classes.
- (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- (6) Include details of
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4)applies, a copy of any document setting out the terms of any relevant agreement, and a statemen $(a)$ accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or $(b)$ disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
- See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired Details must be included to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on beh
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write $(8)$ "unknown"
- (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.