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SRG GLOBAL LIMITED — Major Shareholding Notification 2020
Dec 16, 2020
65852_rns_2020-12-16_de805d7b-4123-487c-8974-99a41a7e3a4b.pdf
Major Shareholding Notification
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Form 604
| Form 604 | |
|---|---|
| Corporations Act 2001 | |
| Section 671B | |
| Notice of change of interests of substantial holder | |
| To: Company Name/Scheme: | SRG GLOBAL LIMITED |
| ACN/ARSN | 104 662 259 |
| 1. Details of substantial holder | |
| Name | Mitsubishi UFJ Financial Group, Inc. |
| There was a change in the interests of the | 14 December 2020 |
| substantial holder on | |
| The previous notice was given to the company on | 4 December 2019 |
| The previous notice was dated | 4 December 2019 |
| The holder became aware on | 16 December 2020 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:
| Class of securities | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person’s votes | Voting power (%) | Person’s votes | Voting power (%) | |
| Fully Paid ordinary shares | 43,314,409 | 9.72 | 37,986,863 | 8.52 |
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure A to this notice |
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. |
Citicorp Nominees Pty Limited (Australia) |
Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
35,024,237 Fully paid ordinary shares |
35,024,237 | |
| Mitsubishi UFJ Financial Group, Inc. |
Morgan Stanley Australia Securities (Nominee) Pty Limited |
Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. |
2,962,269 Fully paid ordinary shares |
2,962,269 | |
| Mitsubishi UFJ Financial Group, Inc. |
Morgan Stanley Australia Securities (Nominee) Pty Limited |
Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. |
357 Fully paid ordinary shares |
357 |
Page 1
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
Signature
==> picture [149 x 38] intentionally omitted <==
==> picture [45 x 11] intentionally omitted <==
Authorised Signatory
Dated 17 December 2020
Page 2
Annexure A
This is annexure A of 7 pages referred to in Form 604 (Notice of change of interest of substantial holder), signed by me and dated 17 December 2020.
==> picture [106 x 27] intentionally omitted <==
==> picture [45 x 10] intentionally omitted <==
Authorised Signatory Dated 17 December 2020
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 6/12/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
180,000.00 | 500,000 Ordinary shares | 500,000 |
| 22/01/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
38,117.66 | 107,042 Ordinary shares | 107,042 |
| 23/01/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
392.40 | 1,090 Ordinary Shares | 1,090 |
| 24/01/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
38,117.66 | 107,042 Ordinary shares | 107,042 |
| 3/02/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
77,753.83 | 201,958 Ordinary shares | 201,958 |
| 11/02/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
580.50 | 1,548 Ordinary Shares | 1,548 |
| 12/02/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
523.18 | 1,414 Ordinary Shares | 1,414 |
| 13/02/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
511.37 | 1,401 Ordinary Shares | 1,401 |
| 14/02/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
502.97 | 1,378 Ordinary Shares | 1,378 |
| 17/02/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
501.51 | 1,374 Ordinary Shares | 1,374 |
| 28/02/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
126,097.30 | 360,278 Ordinary Shares | 360,278 |
| 3/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,005.58 | 2,755 Ordinary Shares | 2,755 |
| 6/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,466.61 | 7,363 Ordinary Shares | 7,363 |
| 6/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 58 Ordinary Shares | 58 |
| 12/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
135,950.00 | 500,000 Ordinary shares | 500,000 |
| 17/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,104.26 | 4,167 Ordinary Shares | 4,167 |
| 17/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
206.57 | 879 Ordinary Shares | 879 |
| 20/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
8,542.25 | 36,350 Ordinary Shares | 36,350 |
| 23/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
57.40 | 280 Ordinary Shares | 280 |
| 24/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
370,000.00 | 2,000,000 Ordinary shares | 2,000,000 |
| 24/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
511.52 | 2,224 Ordinary shares | 2,224 |
| 24/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
553.38 | 2,406 Ordinary shares | 2,406 |
Page 3
| 24/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
740.14 | 3,218 Ordinary shares | 3,218 |
|---|---|---|---|---|---|
| 24/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,049.69 | 5,383 Ordinary Shares | 5,383 |
| 25/03/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,182.85 | 5,770 Ordinary Shares | 5,770 |
| 15/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
290.75 | 1,163 Ordinary Shares | 1,163 |
| 17/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
368.94 | 1,419 Ordinary Shares | 1,419 |
| 20/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
394.16 | 1,516 Ordinary Shares | 1,516 |
| 21/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
414.68 | 1,455 Ordinary Shares | 1,455 |
| 22/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
463.65 | 1,686 Ordinary Shares | 1,686 |
| 23/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
463.59 | 1,818 Ordinary Shares | 1,818 |
| 24/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
557.50 | 2,230 Ordinary Shares | 2,230 |
| 28/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
314.60 | 1,144 Ordinary Shares | 1,144 |
| 28/04/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 357 Ordinary Shares | 357 |
| 9/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,200.00 | 5,000 Ordinary Shares | 5,000 |
| 9/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,464.86 | 5,979 Ordinary Shares | 5,979 |
| 10/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
435.96 | 2,076 Ordinary Shares | 2,076 |
| 12/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
308.32 | 1,312 Ordinary Shares | 1,312 |
| 15/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
482.25 | 2,243 Ordinary Shares | 2,243 |
| 16/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
305.25 | 1,489 Ordinary Shares | 1,489 |
| 18/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
244.02 | 1,162 Ordinary Shares | 1,162 |
| 30/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
4,148.73 | 21,167 Ordinary shares | 21,167 |
| 30/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
232,042.86 | 1,104,966 Ordinary shares | 1,104,966 |
| 30/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
884.94 | 4,515 Ordinary shares | 4,515 |
| 30/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
13,350.61 | 67,598 Ordinary shares | 67,598 |
| 30/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
14,556.54 | 73,704 Ordinary shares | 73,704 |
| 30/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
68,247.31 | 345,556 Ordinary shares | 345,556 |
| 30/06/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
811.64 | 4,141 Ordinary shares | 4,141 |
| 1/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
703.77 | 3,433 Ordinary Shares | 3,433 |
Page 4
| 2/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
287,052.50 | 1,175,000 Ordinary shares | 1,175,000 |
|---|---|---|---|---|---|
| 3/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
147,071.50 | 576,299 Ordinary shares | 576,299 |
| 3/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
19,541.84 | 99,399 Ordinary shares | 99,399 |
| 3/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
14,366.60 | 71,833 Ordinary shares | 71,833 |
| 3/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
14,366.60 | 71,833 Ordinary shares | 71,833 |
| 3/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
19,541.65 | 99,398 Ordinary shares | 99,398 |
| 6/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
5,688.24 | 23,701 Ordinary shares | 23,701 |
| 7/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
25,019.14 | 97,124 Ordinary shares | 97,124 |
| 7/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
151,364.50 | 605,458 Ordinary shares | 605,458 |
| 7/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
18,920.75 | 75,683 Ordinary shares | 75,683 |
| 7/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
3,752.72 | 14,568 Ordinary shares | 14,568 |
| 7/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
3,127.26 | 12,140 Ordinary shares | 12,140 |
| 7/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
22,704.75 | 90,819 Ordinary shares | 90,819 |
| 7/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
205.40 | 790 Ordinary Shares | 790 |
| 7/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
27,000.00 | 100,000 Ordinary Shares | 100,000 |
| 9/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
19,542.38 | 75,163 Ordinary shares | 75,163 |
| 9/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
2,442.70 | 9,395 Ordinary shares | 9,395 |
| 9/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
9,640.84 | 36,727 Ordinary shares | 36,727 |
| 9/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
2,931.50 | 11,275 Ordinary shares | 11,275 |
| 9/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
64,273.13 | 244,850 Ordinary shares | 244,850 |
| 9/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
8,034.34 | 30,607 Ordinary shares | 30,607 |
| 10/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
95,088.60 | 352,180 Ordinary shares | 352,180 |
| 10/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
13,583.97 | 50,311 Ordinary shares | 50,311 |
| 10/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
12,225.60 | 45,280 Ordinary shares | 45,280 |
| 10/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
437.84 | 1,717 Ordinary Shares | 1,717 |
| 13/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
211,454.93 | 835,460 Ordinary shares | 835,460 |
| 13/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
30,207.99 | 119,352 Ordinary shares | 119,352 |
Page 5
| 13/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
56,551.47 | 212,360 Ordinary shares | 212,360 |
|---|---|---|---|---|---|
| 13/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
27,187.24 | 107,417 Ordinary shares | 107,417 |
| 13/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
7,270.79 | 27,303 Ordinary shares | 27,303 |
| 13/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
8,078.74 | 30,337 Ordinary shares | 30,337 |
| 23/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
711.08 | 2,495 Ordinary Shares | 2,495 |
| 27/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
13,500.00 | 50,000 Ordinary Shares | 50,000 |
| 27/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
646.80 | 2,156 Ordinary Shares | 2,156 |
| 28/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
802.62 | 2,548 Ordinary Shares | 2,548 |
| 28/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 527,243 Ordinary Shares | 527,243 |
| 29/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,492.65 | 4,815 Ordinary Shares | 4,815 |
| 29/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
355.26 | 1,146 Ordinary Shares | 1,146 |
| 29/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 472,757 Ordinary Shares | 472,757 |
| 30/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
86,427.24 | 283,368 Ordinary shares | 283,368 |
| 30/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,150.16 | 3,771 Ordinary Shares | 3,771 |
| 30/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
877.91 | 2,855 Ordinary Shares | 2,855 |
| 30/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
689.75 | 2,225 Ordinary Shares | 2,225 |
| 30/07/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 645,000 Ordinary Shares | 645,000 |
| 4/08/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,601.67 | 5,523 Ordinary Shares | 5,523 |
| 10/08/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,527.00 | 5,090 Ordinary Shares | 5,090 |
| 10/08/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 606,000 Ordinary Shares | 606,000 |
| 13/08/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 2,251,000 Ordinary Shares | 2,251,000 |
| 17/08/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 2,500,000 Ordinary Shares | 2,500,000 |
| 21/08/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 2,500,000 Ordinary Shares | 2,500,000 |
| 24/08/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 2,500,000 Ordinary Shares | 2,500,000 |
| 25/08/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 2,499,998 Ordinary Shares | 2,499,998 |
| 26/08/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 2 Ordinary Shares | 2 |
| 1/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
21,728.10 | 64,860 Ordinary shares | 64,860 |
Page 6
| 1/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
21,404.13 | 64,861 Ordinary shares | 64,861 |
|---|---|---|---|---|---|
| 2/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 357 Ordinary Shares | 357 |
| 10/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
285,210.00 | 900,000 Ordinary shares | 900,000 |
| 11/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
50,912.56 | 158,261 Ordinary shares | 158,261 |
| 14/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
348,818.64 | 1,026,239 Ordinary shares | 1,026,239 |
| 14/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,999.83 | 15,151 Ordinary Shares | 15,151 |
| 15/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
68,950.32 | 199,856 Ordinary shares | 199,856 |
| 16/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
75,475.40 | 215,644 Ordinary shares | 215,644 |
| 17/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,227.10 | 15,151 Ordinary Shares | 15,151 |
| 25/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
9,179.73 | 29,142 Ordinary shares | 29,142 |
| 25/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
1,529.96 | 4,857 Ordinary shares | 4,857 |
| 29/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
351.00 | 1,200 Ordinary shares | 1,200 |
| 29/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
1,976.06 | 6,814 Ordinary shares | 6,814 |
| 29/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
2,106.00 | 7,200 Ordinary shares | 7,200 |
| 29/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
11,856.07 | 40,883 Ordinary shares | 40,883 |
| 30/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
18,651.15 | 64,270 Ordinary shares | 64,270 |
| 30/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
2,454.59 | 8,409 Ordinary shares | 8,409 |
| 30/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
111,907.21 | 385,621 Ordinary shares | 385,621 |
| 30/09/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
14,728.11 | 50,456 Ordinary shares | 50,456 |
| 1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
14,002.10 | 48,200 Ordinary shares | 48,200 |
| 1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
10,795.01 | 36,906 Ordinary shares | 36,906 |
| 1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
1,799.17 | 6,151 Ordinary shares | 6,151 |
| 1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
84,012.60 | 289,200 Ordinary shares | 289,200 |
| 1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 3,500,357 Ordinary Shares | 3,500,357 |
| 2/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 3,499,997 Ordinary Shares | 3,499,997 |
| 6/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,000.00 | 15,873 Ordinary Shares | 15,873 |
| 6/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 2 Ordinary Shares | 2 |
Page 7
| 7/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 2,621,770 Ordinary Shares | 2,621,770 |
|---|---|---|---|---|---|
| 8/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 2,621,769 Ordinary Shares | 2,621,769 |
| 9/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 1 Ordinary Shares | 1 |
| 12/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,079.36 | 15,873 Ordinary Shares | 15,873 |
| 13/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 1,247,641 Ordinary Shares | 1,247,641 |
| 14/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 2,252,358 Ordinary Shares | 2,252,358 |
| 15/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 3,499,999 Ordinary Shares | 3,499,999 |
| 20/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 3,499,999 Ordinary Shares | 3,499,999 |
| 21/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 3,500,000 Ordinary Shares | 3,500,000 |
| 22/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 804,707 Ordinary Shares | 804,707 |
| 23/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
20,077.84 | 64,414 Ordinary shares | 64,414 |
| 23/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
3,588.29 | 11,512 Ordinary shares | 11,512 |
| 23/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 804,707 Ordinary Shares | 804,707 |
| 28/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
4,479.69 | 14,335 Ordinary shares | 14,335 |
| 28/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
24,639.06 | 78,845 Ordinary shares | 78,845 |
| 29/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
1,382.10 | 4,389 Ordinary shares | 4,389 |
| 29/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
251.29 | 798 Ordinary shares | 798 |
| 30/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
1,168.08 | 3,768 Ordinary shares | 3,768 |
| 30/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
6,425.06 | 20,726 Ordinary shares | 20,726 |
| 30/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 3,500,000 Ordinary Shares | 3,500,000 |
| 2/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
1,101.05 | 3,610 Ordinary shares | 3,610 |
| 2/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
6,054.86 | 19,852 Ordinary shares | 19,852 |
| 3/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
693.45 | 2,250 Ordinary shares | 2,250 |
| 3/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
3,813.05 | 12,372 Ordinary shares | 12,372 |
| 3/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 3,500,000 Ordinary Shares | 3,500,000 |
| 4/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
1,758.60 | 5,862 Ordinary shares | 5,862 |
| 4/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
319.80 | 1,066 Ordinary shares | 1,066 |
Page 8
| 4/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 3,500,000 Ordinary Shares | 3,500,000 |
|---|---|---|---|---|---|
| 5/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
18,716.29 | 61,995 Ordinary shares | 61,995 |
| 5/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
42,852.71 | 145,165 Ordinary shares | 145,165 |
| 5/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
7,791.21 | 26,393 Ordinary shares | 26,393 |
| 5/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
3,403.02 | 11,272 Ordinary shares | 11,272 |
| 5/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 3,500,000 Ordinary Shares | 3,500,000 |
| 6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 3,500,000 Ordinary Shares | 3,500,000 |
| 9/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
14,508.10 | 49,180 Ordinary shares | 49,180 |
| 9/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
14,508.40 | 49,181 Ordinary shares | 49,181 |
| 10/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 3,500,000 Ordinary Shares | 3,500,000 |
| 11/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 3,500,000 Ordinary Shares | 3,500,000 |
| 17/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 3,500,000 Ordinary Shares | 3,500,000 |
| 18/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Received by an entity controlled by Morgan Stanley |
N/A | 3,500,000 Ordinary Shares | 3,500,000 |
| 20/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley |
N/A | 3,500,000 Ordinary Shares | 3,500,000 |
| 26/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,992.05 | 16,879 Ordinary Shares | 16,879 |
| 1/12/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
613.51 | 1,647 Ordinary Shares | 1,647 |
| 1/12/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
38,757.38 | 103,353 Ordinary Shares | 103,353 |
| 3/12/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,255.00 | 11,500 Ordinary Shares | 11,500 |
| 4/12/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
47,737.56 | 120,824 Ordinary shares | 120,824 |
| 4/12/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
14,531.78 | 36,780 Ordinary shares | 36,780 |
| 9/12/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
406,275.65 | 933,967 Ordinary shares | 933,967 |
| 10/12/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
216,859.75 | 535,324 Ordinary shares | 535,324 |
| 11/12/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
417,437.15 | 1,030,709 Ordinary shares | 1,030,709 |
| 14/12/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited |
1,012,500.00 | 2,500,000 Ordinary shares | 2,500,000 |
Page 9
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