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Spyre Therapeutics, Inc. — Director's Dealing 2016
Apr 15, 2016
32226_dirs_2016-04-14_3a1b4aed-378f-4dd8-8c17-a71a8159c6ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aeglea BioTherapeutics, Inc. (AGLE)
CIK: 0001636282
Period of Report: 2016-04-12
Reporting Person: LILLY ELI & CO (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-12 | Common Stock | C | 2010924 | — | Acquired | 2068543 | Indirect |
| 2016-04-12 | Common Stock | P | 500000 | $10 | Acquired | 2568543 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-12 | Series A Preferred Stock | $0.0 | C | 890476 | Disposed | Common Stock (890476.0) | Indirect | |
| 2016-04-12 | Series B Preferred Stock | $0.0 | C | 1120448 | Disposed | Common Stock (1120448.0) | Indirect |
Footnotes
F1: In connection with the consummation of the Issuer's initial public offering on April 12, 2016, each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
F2: These shares are owned directly by Lilly Ventures Fund I LLC (the "Fund"). LV Management Group LLC (the "Management Company") has sole voting and dispositive authority with respect to the shares. Dr. Shanafelt disclaims beneficial ownership of the shares held of record by the Fund, except to the extent of his pecuniary interest therein.