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SPX Technologies, Inc. Major Shareholding Notification 2014

Oct 31, 2014

30660_mrq_2014-10-31_9542165d-6fa2-48ec-812a-93c794dce34a.zip

Major Shareholding Notification

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SC 13D/A 1 a14-23433_1sc13da.htm SC 13D/A

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D

*Under the Securities Exchange Act of 1934 (Amendment No. 6)**

*SPX Corporation*

(Name of Issuer)

*Common Stock, $10.00 par value*

(Title of Class of Securities)

*784635104*

(CUSIP Number)

*Ralph V. Whitworth Relational Investors, LLC 12400 High Bluff Drive, Suite 600 San Diego, CA 92130 (858) 704-3333*

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

*October 29, 2014*

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

*Note* : Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

  • The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

SEQ.=1,FOLIO='',FILE='C:\JMS\105546\14-23433-1\task7044752\23433-1-ba-01.htm',USER='105546',CD='Nov 1 02:16 2014'

2. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Relational Investors, LLC — Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3. SEC Use Only
4. Source of Funds (See Instructions) OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 5,594,792
8. Shared Voting Power -0-
9. Sole Dispositive Power 5,594,792
10. Shared Dispositive Power -0-
11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,594,792
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 13.62%
14. Type of Reporting Person (See Instructions) IA/HC/OO

2

SEQ.=1,FOLIO='2',FILE='C:\JMS\105546\14-23433-1\task7044752\23433-1-ba-01.htm',USER='105546',CD='Nov 1 02:16 2014'

2. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Relational Investors Mid-Cap Fund I, L.P. — Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3. SEC Use Only
4. Source of Funds (See Instructions) WC
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 1,121,619
8. Shared Voting Power -0-
9. Sole Dispositive Power 1,121,619
10. Shared Dispositive Power -0-
11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,121,619
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 2.73%
14. Type of Reporting Person (See Instructions) PN

3

SEQ.=1,FOLIO='3',FILE='C:\JMS\105546\14-23433-1\task7044752\23433-1-ba-01.htm',USER='105546',CD='Nov 1 02:16 2014'

2. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Relational Investors Mid-Cap Fund II, L.P. — Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3. SEC Use Only
4. Source of Funds (See Instructions) WC
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 1,197,533
8. Shared Voting Power -0-
9. Sole Dispositive Power 1,197,533
10. Shared Dispositive Power -0-
11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,197,533
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 2.92%
14. Type of Reporting Person (See Instructions) PN

4

SEQ.=1,FOLIO='4',FILE='C:\JMS\105546\14-23433-1\task7044752\23433-1-ba-01.htm',USER='105546',CD='Nov 1 02:16 2014'

2. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Relational Fund Partners, L.P. — Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3. SEC Use Only
4. Source of Funds (See Instructions) WC/OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 17,635
8. Shared Voting Power -0-
9. Sole Dispositive Power 17,635
10. Shared Dispositive Power -0-
11. Aggregate Amount Beneficially Owned by Each Reporting Person 17,635
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.04%
14. Type of Reporting Person (See Instructions) PN

5

SEQ.=1,FOLIO='5',FILE='C:\JMS\105546\14-23433-1\task7044752\23433-1-ba-01.htm',USER='105546',CD='Nov 1 02:16 2014'

2. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Relational Coast Partners, L.P. — Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3. SEC Use Only
4. Source of Funds (See Instructions) WC/OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 278,199
8. Shared Voting Power -0-
9. Sole Dispositive Power 278,199
10. Shared Dispositive Power -0-
11. Aggregate Amount Beneficially Owned by Each Reporting Person 278,199
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.68%
14. Type of Reporting Person (See Instructions) PN

6

SEQ.=1,FOLIO='6',FILE='C:\JMS\105546\14-23433-1\task7044752\23433-1-ba-01.htm',USER='105546',CD='Nov 1 02:16 2014'

2. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Relational Investors IX, L.P. — Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3. SEC Use Only
4. Source of Funds (See Instructions) WC
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 322,396
8. Shared Voting Power -0-
9. Sole Dispositive Power 322,396
10. Shared Dispositive Power -0-
11. Aggregate Amount Beneficially Owned by Each Reporting Person 322,396
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.78%
14. Type of Reporting Person (See Instructions) PN

7

SEQ.=1,FOLIO='7',FILE='C:\JMS\105546\14-23433-1\task7044752\23433-1-ba-01.htm',USER='105546',CD='Nov 1 02:16 2014'

2. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Relational Investors XV, L.P. — Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3. SEC Use Only
4. Source of Funds (See Instructions) WC
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 186,284
8. Shared Voting Power -0-
9. Sole Dispositive Power 186,284
10. Shared Dispositive Power -0-
11. Aggregate Amount Beneficially Owned by Each Reporting Person 186,284
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.45%
14. Type of Reporting Person (See Instructions) PN

8

SEQ.=1,FOLIO='8',FILE='C:\JMS\106406\14-23433-1\task7044834\23433-1-ba-03.htm',USER='106406',CD='Nov 1 02:42 2014'

2. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Relational Investors XVI, L.P. — Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3. SEC Use Only
4. Source of Funds (See Instructions) WC
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 92,316
8. Shared Voting Power -0-
9. Sole Dispositive Power 92,316
10. Shared Dispositive Power -0-
11. Aggregate Amount Beneficially Owned by Each Reporting Person 92,316
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.22%
14. Type of Reporting Person (See Instructions) PN

9

SEQ.=1,FOLIO='9',FILE='C:\JMS\106406\14-23433-1\task7044834\23433-1-ba-03.htm',USER='106406',CD='Nov 1 02:42 2014'

2. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Relational Investors XX, L.P. — Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3. SEC Use Only
4. Source of Funds (See Instructions) WC/OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 167,758
8. Shared Voting Power -0-
9. Sole Dispositive Power 167,758
10. Shared Dispositive Power -0-
11. Aggregate Amount Beneficially Owned by Each Reporting Person 167,758
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.41%
14. Type of Reporting Person (See Instructions) PN

10

SEQ.=1,FOLIO='10',FILE='C:\JMS\106406\14-23433-1\task7044834\23433-1-ba-03.htm',USER='106406',CD='Nov 1 02:42 2014'

2. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Relational Investors XXIII, L.P. — Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3. SEC Use Only
4. Source of Funds (See Instructions) WC/OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 237,941
8. Shared Voting Power -0-
9. Sole Dispositive Power 237,941
10. Shared Dispositive Power -0-
11. Aggregate Amount Beneficially Owned by Each Reporting Person 237,941
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.58%
14. Type of Reporting Person (See Instructions) PN

11

SEQ.=1,FOLIO='11',FILE='C:\JMS\106406\14-23433-1\task7044834\23433-1-ba-03.htm',USER='106406',CD='Nov 1 02:42 2014'

2. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Relational Investors XXIV, L.P. — Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3. SEC Use Only
4. Source of Funds (See Instructions) WC
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 4,865
8. Shared Voting Power -0-
9. Sole Dispositive Power 4,865
10. Shared Dispositive Power -0-
11. Aggregate Amount Beneficially Owned by Each Reporting Person 4,865
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.01%
14. Type of Reporting Person (See Instructions) PN

12

SEQ.=1,FOLIO='12',FILE='C:\JMS\106406\14-23433-1\task7044834\23433-1-ba-03.htm',USER='106406',CD='Nov 1 02:42 2014'

2. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) RH Fund 1, L.P. — Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3. SEC Use Only
4. Source of Funds (See Instructions) WC/OO
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 125,016
8. Shared Voting Power -0-
9. Sole Dispositive Power 125,016
10. Shared Dispositive Power -0-
11. Aggregate Amount Beneficially Owned by Each Reporting Person 125,016
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 0.30%
14. Type of Reporting Person (See Instructions) PN

13

SEQ.=1,FOLIO='13',FILE='C:\JMS\106406\14-23433-1\task7044834\23433-1-ba-03.htm',USER='106406',CD='Nov 1 02:42 2014'

2. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Ralph V. Whitworth — Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3. SEC Use Only
4. Source of Funds (See Instructions) NA
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization United States
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power -0-
8. Shared Voting Power 5,594,792
9. Sole Dispositive Power -0-
10. Shared Dispositive Power 5,594,792
11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,594,792
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 13.62%
14. Type of Reporting Person (See Instructions) IN

14

SEQ.=1,FOLIO='14',FILE='C:\JMS\106406\14-23433-1\task7044834\23433-1-ba-03.htm',USER='106406',CD='Nov 1 02:42 2014'

2. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) David H. Batchelder — Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3. SEC Use Only
4. Source of Funds (See Instructions) NA
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
6. Citizenship or Place of Organization United States
Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power -0-
8. Shared Voting Power 5,594,792
9. Sole Dispositive Power -0-
10. Shared Dispositive Power 5,594,792
11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,594,792
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13. Percent of Class Represented by Amount in Row (11) 13.62%
14. Type of Reporting Person (See Instructions) IN

15

SEQ.=1,FOLIO='15',FILE='C:\JMS\106406\14-23433-1\task7044834\23433-1-ba-03.htm',USER='106406',CD='Nov 1 02:42 2014'

SET mrlNoTableShading Item 1. Security and Issuer

This Schedule 13D/A constitutes the sixth amendment to the Schedule 13D originally filed by the Reporting Persons with the Securities and Exchange Commission (the “ SEC ”) on February 25, 2013 and amended by Amendment No. 1, No. 2, No. 3, No. 4 and No. 5 filed by the Reporting Persons with the SEC on March 25, 2013, May 6, 2013, August 30, 2013, January 15, 2014 and March 21, 2014 (the “ Statement ”) with respect to the common stock, $10.00 par value (the “ Shares ”), of SPX Corporation (the “ Issuer ” or the “ Company ”). Except as specifically amended by this Schedule 13D/A, the Statement remains in full force and effect.

Item 3. Source and Amount of Funds or Other Consideration

RILLC and the Managed Accounts purchased an aggregate of 1,843,230 Shares for a total consideration (including brokerage commissions) of $139 million derived from capital of RILLC and the Managed Accounts.

The Relational LPs purchased an aggregate of 3,751,562 Shares for total consideration (including brokerage commissions) of $280 million derived from the capital of the Relational LPs.

16

SEQ.=1,FOLIO='16',FILE='C:\JMS\106406\14-23433-1\task7044834\23433-1-ba-03.htm',USER='106406',CD='Nov 1 02:42 2014'

Item 5. Interest in Securities of the Issuer

(a) As of the date of this Statement, the Reporting Persons beneficially owned in the aggregate 5,594,792 Shares, constituting 13.62% of the outstanding Shares. The percentage of Shares owned is based upon 41,072,263 Shares outstanding on October 24, 2014, as set forth in the Issuer’s Form 10-Q for the period ended September 27, 2014. The Reporting Persons may be deemed to have direct beneficial ownership of the Shares as follows:

NAME NUMBER OF SHARES % OF OUTSTANDING SHARES VOTING AND DISPOSITIVE POWER
RILLC 1,843,230 4.49 % Sole
MC I 1,121,619 2.73 % Sole
MC II 1,197,533 2.92 % Sole
RFP 17,635 0.04 % Sole
RCP 278,199 0.68 % Sole
RI IX 322,396 0.78 % Sole
RI XV 186,284 0.45 % Sole
RI XVI 92,316 0.22 % Sole
RI XX 167,758 0.41 % Sole
RI XXIII 237,941 0.58 % Sole
RI XXIV 4,865 0.01 % Sole
RH 1 125,016 0.30 % Sole

17

SEQ.=1,FOLIO='17',FILE='C:\JMS\106406\14-23433-1\task7044834\23433-1-ba-03.htm',USER='106406',CD='Nov 1 02:42 2014'

SET mrlNoTableShading RILLC, individually and in its capacity as an investment adviser, may be deemed to possess direct beneficial ownership of the 1,843,230 Shares that are owned by it and the Managed Accounts. Additionally, RILLC, as the sole general partner, or sole managing member of the general partner, of each of the Relational LPs may be deemed to beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934, as amended) the 3,751,562 Shares beneficially owned by the Relational LPs because the limited partnership agreements of the Relational LPs specify that RILLC has sole investment discretion and voting authority with respect to those Shares.

Each of Messrs. Whitworth and Batchelder, as Principals of RILLC, may be deemed to share indirect beneficial ownership of the Shares which RILLC may beneficially own. Each of Messrs. Whitworth and Batchelder disclaims beneficial ownership of such Shares for all other purposes.

To the best of the knowledge of each of the Reporting Persons, other than as set forth above, none of the persons named in Item 2 is the beneficial owner of any Shares.

(b) See item (a) above.

(c) Except as set forth in Exhibit A to this Statement, none of the Reporting Persons has effected any transactions in the Shares during the past sixty days not previously reported.

(d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares covered by this Statement, except that dividends from, and proceeds from the sale of, the Shares held by accounts managed by RILLC may be delivered to such accounts.

(e) Not applicable.

SET mrlNoTableShading Item 7. Material to Be Filed as Exhibits

The following Exhibits are filed herewith:

Exhibit A - Information concerning transactions in the Shares effected by the Reporting Persons in the last 60 days not previously reported.

18

SEQ.=1,FOLIO='18',FILE='C:\JMS\106406\14-23433-1\task7044834\23433-1-ba-03.htm',USER='106406',CD='Nov 1 02:42 2014'

*Signature*

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: October 31, 2014

RELATIONAL INVESTORS MID-CAP FUND I, L.P. RELATIONAL INVESTORS MID-CAP FUND II, L.P. RELATIONAL FUND PARTNERS, L.P. RELATIONAL COAST PARTNERS, L.P. RELATIONAL INVESTORS IX, L.P. RELATIONAL INVESTORS XV, L.P. RELATIONAL INVESTORS XVI, L.P. RELATIONAL INVESTORS XX, L.P. RELATIONAL INVESTORS XXIII, L.P. RELATIONAL INVESTORS XXIV, L.P. RH FUND 1, L.P.

By:
as general partner to each,
By: /s/ Ralph V. Whitworth
Ralph V. Whitworth, Principal
RELATIONAL INVESTORS, LLC
By: /s/ Ralph V. Whitworth
Ralph V. Whitworth, Principal
/s/ Ralph V. Whitworth
Ralph V. Whitworth
/s/ David H. Batchelder
David H. Batchelder

19

SEQ.=1,FOLIO='19',FILE='C:\JMS\106406\14-23433-1\task7044834\23433-1-ba-03.htm',USER='106406',CD='Nov 1 02:42 2014'

*Exhibit A*

*Transactions by Reporting Persons in the last 60 days.*

Beneficial Ownership Purchase or Sale Quantity Transaction Date Price per Share (including commission) How Effected
Relational Investors LLC Sale 947 10/29/2014 $ 100.74 Open Market
Relational Investors LLC Sale 498 10/29/2014 $ 102.04 Open Market
Relational Investors LLC Sale 13,529 10/29/2014 $ 98.00 Open Market
Relational Investors LLC Sale 14,522 10/29/2014 $ 96.41 Open Market
Relational Investors Mid-Cap Fund I, L.P. Sale 2,742 10/29/2014 $ 100.74 Open Market
Relational Investors Mid-Cap Fund I, L.P. Sale 1,407 10/29/2014 $ 100.74 Open Market
Relational Investors Mid-Cap Fund I, L.P. Sale 2,185 10/29/2014 $ 102.04 Open Market
Relational Investors Mid-Cap Fund I, L.P. Sale 28,894 10/29/2014 $ 98.00 Open Market
Relational Investors Mid-Cap Fund I, L.P. Sale 18,230 10/29/2014 $ 98.00 Open Market
Relational Investors Mid-Cap Fund I, L.P. Sale 10,215 10/29/2014 $ 98.00 Open Market
Relational Investors Mid-Cap Fund I, L.P. Sale 1,914 10/29/2014 $ 98.00 Open Market
Relational Investors Mid-Cap Fund I, L.P. Sale 8,718 10/29/2014 $ 96.41 Open Market
Relational Investors Mid-Cap Fund I, L.P. Sale 8,556 10/29/2014 $ 96.41 Open Market
Relational Investors Mid-Cap Fund I, L.P. Sale 10,333 10/29/2014 $ 96.41 Open Market
Relational Investors Mid-Cap Fund I, L.P. Sale 35,371 10/29/2014 $ 96.41 Open Market
Relational Investors Mid-Cap Fund I, L.P. Sale 627 10/29/2014 $ 96.41 Open Market
Relational Investors Mid-Cap Fund II, L.P. Sale 4,438 10/29/2014 $ 100.74 Open Market
Relational Investors Mid-Cap Fund II, L.P. Sale 2,340 10/29/2014 $ 102.04 Open Market
Relational Investors Mid-Cap Fund II, L.P. Sale 2,678 10/29/2014 $ 98.00 Open Market
Relational Investors Mid-Cap Fund II, L.P. Sale 1,992 10/29/2014 $ 98.00 Open Market
Relational Investors Mid-Cap Fund II, L.P. Sale 48,415 10/29/2014 $ 98.00 Open Market
Relational Investors Mid-Cap Fund II, L.P. Sale 10,189 10/29/2014 $ 98.00 Open Market
Relational Investors Mid-Cap Fund II, L.P. Sale 22,340 10/29/2014 $ 96.41 Open Market
Relational Investors Mid-Cap Fund II, L.P. Sale 192 10/29/2014 $ 96.41 Open Market
Relational Investors Mid-Cap Fund II, L.P. Sale 45,389 10/29/2014 $ 96.41 Open Market
Relational Investors LLC Sale 3,145 10/29/2014 $ 100.74 Open Market
Relational Investors LLC Sale 1,656 10/29/2014 $ 102.04 Open Market
Relational Investors LLC Sale 30,200 10/29/2014 $ 98.00 Open Market
Relational Investors LLC Sale 14,710 10/29/2014 $ 98.00 Open Market
Relational Investors LLC Sale 42,662 10/29/2014 $ 96.41 Open Market

20

SEQ.=1,FOLIO='20',FILE='C:\JMS\105192\14-23433-1\task7044760\23433-1-ba-05.htm',USER='105192',CD='Nov 1 02:23 2014'

Relational Investors LLC Sale 5,546 10/29/2014 $ Open Market
Relational Coast Partners, L.P. Sale 1,029 10/29/2014 $ 100.74 Open Market
Relational Coast Partners, L.P. Sale 542 10/29/2014 $ 102.04 Open Market
Relational Coast Partners, L.P. Sale 1,094 10/29/2014 $ 98.00 Open Market
Relational Coast Partners, L.P. Sale 31 10/29/2014 $ 98.00 Open Market
Relational Coast Partners, L.P. Sale 6,058 10/29/2014 $ 98.00 Open Market
Relational Coast Partners, L.P. Sale 4,038 10/29/2014 $ 98.00 Open Market
Relational Coast Partners, L.P. Sale 16 10/29/2014 $ 98.00 Open Market
Relational Coast Partners, L.P. Sale 24 10/29/2014 $ 98.00 Open Market
Relational Coast Partners, L.P. Sale 1,979 10/29/2014 $ 98.00 Open Market
Relational Coast Partners, L.P. Sale 918 10/29/2014 $ 98.00 Open Market
Relational Coast Partners, L.P. Sale 3 10/29/2014 $ 98.00 Open Market
Relational Coast Partners, L.P. Sale 8 10/29/2014 $ 98.00 Open Market
Relational Coast Partners, L.P. Sale 527 10/29/2014 $ 98.00 Open Market
Relational Coast Partners, L.P. Sale 5,532 10/29/2014 $ 96.41 Open Market
Relational Coast Partners, L.P. Sale 24 10/29/2014 $ 96.41 Open Market
Relational Coast Partners, L.P. Sale 4,039 10/29/2014 $ 96.41 Open Market
Relational Coast Partners, L.P. Sale 16 10/29/2014 $ 96.41 Open Market
Relational Coast Partners, L.P. Sale 4,039 10/29/2014 $ 96.41 Open Market
Relational Coast Partners, L.P. Sale 17 10/29/2014 $ 96.41 Open Market
Relational Coast Partners, L.P. Sale 2,109 10/29/2014 $ 96.41 Open Market
Relational Fund Partners, L.P. Sale 65 10/29/2014 $ 100.74 Open Market
Relational Fund Partners, L.P. Sale 34 10/29/2014 $ 102.04 Open Market
Relational Fund Partners, L.P. Sale 385 10/29/2014 $ 98.00 Open Market
Relational Fund Partners, L.P. Sale 546 10/29/2014 $ 98.00 Open Market
Relational Fund Partners, L.P. Sale 49 10/29/2014 $ 96.41 Open Market
Relational Fund Partners, L.P. Sale 396 10/29/2014 $ 96.41 Open Market
Relational Fund Partners, L.P. Sale 194 10/29/2014 $ 96.41 Open Market
Relational Fund Partners, L.P. Sale 90 10/29/2014 $ 96.41 Open Market
Relational Fund Partners, L.P. Sale 270 10/29/2014 $ 96.41 Open Market
RH Fund 1, L.P. Sale 462 10/29/2014 $ 100.74 Open Market
RH Fund 1, L.P. Sale 243 10/29/2014 $ 102.04 Open Market
RH Fund 1, L.P. Sale 2,469 10/29/2014 $ 98.00 Open Market
RH Fund 1, L.P. Sale 4,135 10/29/2014 $ 98.00 Open Market
RH Fund 1, L.P. Sale 180 10/29/2014 $ 96.41 Open Market
RH Fund 1, L.P. Sale 6,909 10/29/2014 $ 96.41 Open Market
Relational Investors XV, L.P. Sale 689 10/29/2014 $ 100.74 Open Market

21

SEQ.=1,FOLIO='21',FILE='C:\JMS\105192\14-23433-1\task7044760\23433-1-ba-05.htm',USER='105192',CD='Nov 1 02:23 2014'

Relational Investors XV, L.P. Sale 362 10/29/2014 $ Open Market
Relational Investors XV, L.P. Sale 3,631 10/29/2014 $ 98.00 Open Market
Relational Investors XV, L.P. Sale 5,826 10/29/2014 $ 98.00 Open Market
Relational Investors XV, L.P. Sale 383 10/29/2014 $ 98.00 Open Market
Relational Investors XV, L.P. Sale 3,501 10/29/2014 $ 96.41 Open Market
Relational Investors XV, L.P. Sale 1,903 10/29/2014 $ 96.41 Open Market
Relational Investors XV, L.P. Sale 883 10/29/2014 $ 96.41 Open Market
Relational Investors XV, L.P. Sale 4,276 10/29/2014 $ 96.41 Open Market
Relational Investors XVI, L.P. Sale 341 10/29/2014 $ 100.74 Open Market
Relational Investors XVI, L.P. Sale 179 10/29/2014 $ 102.04 Open Market
Relational Investors XVI, L.P. Sale 4,132 10/29/2014 $ 98.00 Open Market
Relational Investors XVI, L.P. Sale 744 10/29/2014 $ 98.00 Open Market
Relational Investors XVI, L.P. Sale 5,234 10/29/2014 $ 96.41 Open Market
Relational Investors XX, L.P. Sale 620 10/29/2014 $ 100.74 Open Market
Relational Investors XX, L.P. Sale 326 10/29/2014 $ 102.04 Open Market
Relational Investors XX, L.P. Sale 3,052 10/29/2014 $ 98.00 Open Market
Relational Investors XX, L.P. Sale 4,958 10/29/2014 $ 98.00 Open Market
Relational Investors XX, L.P. Sale 852 10/29/2014 $ 98.00 Open Market
Relational Investors XX, L.P. Sale 2,453 10/29/2014 $ 96.41 Open Market
Relational Investors XX, L.P. Sale 1,620 10/29/2014 $ 96.41 Open Market
Relational Investors XX, L.P. Sale 752 10/29/2014 $ 96.41 Open Market
Relational Investors XX, L.P. Sale 4,688 10/29/2014 $ 96.41 Open Market
Relational Investors XXIII, L.P. Sale 880 10/29/2014 $ 100.74 Open Market
Relational Investors XXIII, L.P. Sale 463 10/29/2014 $ 102.04 Open Market
Relational Investors XXIII, L.P. Sale 4,026 10/29/2014 $ 98.00 Open Market
Relational Investors XXIII, L.P. Sale 6,797 10/29/2014 $ 98.00 Open Market
Relational Investors XXIII, L.P. Sale 1,746 10/29/2014 $ 98.00 Open Market
Relational Investors XXIII, L.P. Sale 2,785 10/29/2014 $ 96.41 Open Market
Relational Investors XXIII, L.P. Sale 2,220 10/29/2014 $ 96.41 Open Market
Relational Investors XXIII, L.P. Sale 1,030 10/29/2014 $ 96.41 Open Market
Relational Investors XXIII, L.P. Sale 6,797 10/29/2014 $ 96.41 Open Market
Relational Investors XXIII, L.P. Sale 661 10/29/2014 $ 96.41 Open Market
Relational Investors IX, L.P. Sale 834 10/29/2014 $ 100.74 Open Market
Relational Investors IX, L.P. Sale 358 10/29/2014 $ 100.74 Open Market
Relational Investors IX, L.P. Sale 628 10/29/2014 $ 102.04 Open Market
Relational Investors IX, L.P. Sale 7,457 10/29/2014 $ 98.00 Open Market
Relational Investors IX, L.P. Sale 8,076 10/29/2014 $ 98.00 Open Market

22

SEQ.=1,FOLIO='22',FILE='C:\JMS\105192\14-23433-1\task7044760\23433-1-ba-05.htm',USER='105192',CD='Nov 1 02:23 2014'

Relational Investors IX, L.P. Sale 1,498 10/29/2014 $ Open Market
Relational Investors IX, L.P. Sale 1,963 10/29/2014 $ 96.41 Open Market
Relational Investors IX, L.P. Sale 5,384 10/29/2014 $ 96.41 Open Market
Relational Investors IX, L.P. Sale 2,307 10/29/2014 $ 96.41 Open Market
Relational Investors IX, L.P. Sale 2,638 10/29/2014 $ 96.41 Open Market
Relational Investors IX, L.P. Sale 1,131 10/29/2014 $ 96.41 Open Market
Relational Investors IX, L.P. Sale 1,749 10/29/2014 $ 96.41 Open Market
Relational Investors IX, L.P. Sale 3,110 10/29/2014 $ 96.41 Open Market
Relational Investors LLC Sale 2,726 10/29/2014 $ 100.74 Open Market
Relational Investors LLC Sale 1,435 10/29/2014 $ 102.04 Open Market
Relational Investors LLC Sale 38,930 10/29/2014 $ 98.00 Open Market
Relational Investors LLC Sale 41,789 10/29/2014 $ 96.41 Open Market
Relational Investors XXIV, L.P. Sale 17 10/29/2014 $ 100.74 Open Market
Relational Investors XXIV, L.P. Sale 9 10/29/2014 $ 102.04 Open Market
Relational Investors XXIV, L.P. Sale 139 10/29/2014 $ 98.00 Open Market
Relational Investors XXIV, L.P. Sale 117 10/29/2014 $ 98.00 Open Market
Relational Investors XXIV, L.P. Sale 275 10/29/2014 $ 96.41 Open Market
Relational Investors LLC Sale 1,213 10/31/2014 $ 94.97 Open Market
Relational Investors LLC Sale 9 10/31/2014 $ 94.99 Open Market
Relational Investors Mid-Cap Fund I, L.P. Sale 5,314 10/31/2014 $ 94.97 Open Market
Relational Investors Mid-Cap Fund I, L.P. Sale 42 10/31/2014 $ 94.99 Open Market
Relational Investors Mid-Cap Fund II, L.P. Sale 5,680 10/31/2014 $ 94.97 Open Market
Relational Investors Mid-Cap Fund II, L.P. Sale 52 10/31/2014 $ 94.99 Open Market
Relational Investors LLC Sale 4,027 10/31/2014 $ 94.97 Open Market
Relational Investors LLC Sale 31 10/31/2014 $ 94.99 Open Market
Relational Coast Partners, L.P. Sale 1,318 10/31/2014 $ 94.97 Open Market
Relational Coast Partners, L.P. Sale 10 10/31/2014 $ 94.99 Open Market
Relational Fund Partners, L.P. Sale 83 10/31/2014 $ 94.97 Open Market
RH Fund 1, L.P. Sale 592 10/31/2014 $ 94.97 Open Market
RH Fund 1, L.P. Sale 4 10/31/2014 $ 94.99 Open Market
Relational Investors XV, L.P. Sale 882 10/31/2014 $ 94.97 Open Market
Relational Investors XV, L.P. Sale 6 10/31/2014 $ 94.99 Open Market
Relational Investors XVI, L.P. Sale 437 10/31/2014 $ 94.97 Open Market
Relational Investors XVI, L.P. Sale 3 10/31/2014 $ 94.99 Open Market
Relational Investors XX, L.P. Sale 271 10/31/2014 $ 94.97 Open Market
Relational Investors XX, L.P. Sale 523 10/31/2014 $ 94.97 Open Market
Relational Investors XX, L.P. Sale 6 10/31/2014 $ 94.99 Open Market
Relational Investors XXIII, L.P. Sale 1,127 10/31/2014 $ 94.97 Open Market
Relational Investors XXIII, L.P. Sale 8 10/31/2014 $ 94.99 Open Market
Relational Investors IX, L.P. Sale 1,069 10/31/2014 $ 94.97 Open Market
Relational Investors IX, L.P. Sale 458 10/31/2014 $ 94.97 Open Market
Relational Investors IX, L.P. Sale 12 10/31/2014 $ 94.99 Open Market
Relational Investors LLC Sale 3,491 10/31/2014 $ 94.97 Open Market
Relational Investors LLC Sale 27 10/31/2014 $ 94.99 Open Market
Relational Investors XXIV, L.P. Sale 23 10/31/2014 $ 94.97 Open Market

23

SEQ.=1,FOLIO='23',FILE='C:\JMS\105192\14-23433-1\task7044760\23433-1-ba-05.htm',USER='105192',CD='Nov 1 02:23 2014'