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SPX Technologies, Inc. — Director's Dealing 2021
Feb 24, 2021
30660_dirs_2021-02-24_88c9de4c-413e-4831-852d-55b1911ffa77.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPX CORP (SPXC)
CIK: 0000088205
Period of Report: 2021-02-22
Reporting Person: Mason Brian G. (Pres. - SPX Transformer Sol.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-22 | Common Stock | A | 1752 | — | Acquired | 58194 | Direct |
| 2021-02-22 | Common Stock | F | 2306 | $56.03 | Disposed | 55888 | Direct |
| 2021-02-22 | Common Stock | F | 518 | $56.03 | Disposed | 55370 | Direct |
| 2021-02-22 | Common Stock | F | 521 | $56.03 | Disposed | 54849 | Direct |
| 2021-02-22 | Common Stock | F | 333 | $56.03 | Disposed | 54516 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1761 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option to purchase common stock | $12.36 | 2025-10-13 | Common Stock (21574) | 21574 | Direct |
| Employee stock option to purchase common stock | $12.85 | 2026-03-02 | Common Stock (22430) | 22430 | Direct |
| Employee stock option to purchase common stock | $27.40 | 2027-03-01 | Common Stock (11367) | 11367 | Direct |
| Employee stock option to purchase common stock | $32.69 | 2028-02-22 | Common Stock (10029) | 10029 | Direct |
| Employee stock option to purchase common stock | $36.51 | 2029-02-21 | Common Stock (9683) | 9683 | Direct |
| Employee stock option to purchase common stock | $50.09 | 2030-02-20 | Common Stock (6472) | 6472 | Direct |
Footnotes
F1: Grant of shares under the SPX Corporation 2019 Stock Compensation Plan for achievement of performance for the 2018-2020 performance period.
F2: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX Corporation 2019 Stock Compensation Plan.
F3: Includes unvested restricted stock units.
F4: Vests as to 100% of the shares on the third anniversary of the grant date.
F5: Vests in three equal installments beginning on March 2, 2017.
F6: Vests in three equal installments beginning on March 1, 2018.
F7: Vests in three equal installments beginning on February 22, 2019.
F8: Vests in three equal installments beginning on February 21, 2020.
F9: Vests in three equal installments beginning on February 20, 2021.