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SPX Technologies, Inc. — Director's Dealing 2021
Feb 24, 2021
30660_dirs_2021-02-24_066b4671-2287-4f54-a7c6-a5e611b7ef40.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPX CORP (SPXC)
CIK: 0000088205
Period of Report: 2021-02-22
Reporting Person: Swann John William III (Pres., Heating and Location &)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-22 | Common Stock | A | 2160 | — | Acquired | 74483 | Direct |
| 2021-02-22 | Common Stock | F | 3907 | $56.03 | Disposed | 70576 | Direct |
| 2021-02-22 | Common Stock | F | 869 | $56.03 | Disposed | 69707 | Direct |
| 2021-02-22 | Common Stock | F | 992 | $56.03 | Disposed | 68715 | Direct |
| 2021-02-22 | Common Stock | F | 739 | $56.03 | Disposed | 67976 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2692 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option to purchase common stock | $12.36 | 2025-10-13 | Common Stock (23099) | 23099 | Direct |
| Employee stock option to purchase common stock | $27.40 | 2027-03-01 | Common Stock (13214) | 13214 | Direct |
| Employee stock option to purchase common stock | $32.69 | 2028-02-22 | Common Stock (12361) | 12361 | Direct |
| Employee stock option to purchase common stock | $36.51 | 2029-02-21 | Common Stock (13556) | 13556 | Direct |
| Employee stock option to purchase common stock | $50.09 | 2030-02-20 | Common Stock (10552) | 10552 | Direct |
Footnotes
F1: Grant of shares under the SPX Corporation 2019 Stock Compensation Plan for achievement of performance for the 2018-2020 performance period.
F2: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX Corporation 2019 Stock Compensation Plan.
F3: Includes unvested restricted stock units.
F4: Vests as to 100% of the shares on the third anniversary of the grant date.
F5: Vests in three equal installments beginning on March 1, 2018.
F6: Vests in three equal installments beginning on February 22, 2019.
F7: Vests in three equal installments beginning on February 21, 2020.
F8: Vests in three equal installments beginning on February 20, 2021.