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SPX Technologies, Inc. — Director's Dealing 2021
Nov 10, 2021
30660_dirs_2021-11-10_b9105c0e-2789-42e0-adb0-db6246c24c4b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPX CORP (SPXC)
CIK: 0000088205
Period of Report: 2021-11-08
Reporting Person: White NaTausha Heleena (VP and CHRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-08 | Common Stock | S | 9750 | $66.66 | Disposed | 39914 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5225 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option to purchase common stock | $12.36 | 2025-10-13 | Common Stock (43248) | 43248 | Direct |
| Employee stock option to purchase common stock | $12.85 | 2026-03-02 | Common Stock (24299) | 24299 | Direct |
| Employee stock option to purchase common stock | $27.40 | 2027-03-01 | Common Stock (10230) | 10230 | Direct |
| Employee stock option to purchase common stock | $32.69 | 2028-02-22 | Common Stock (9096) | 9096 | Direct |
| Employee stock option to purchase common stock | $36.51 | 2029-02-21 | Common Stock (9037) | 9037 | Direct |
| Employee stock option to purchase common stock | $50.09 | 2030-02-20 | Common Stock (6191) | 6191 | Direct |
| Employee stock option to purchase common stock | $58.34 | 2031-03-01 | Common Stock (5208) | 5208 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.26 to $67.09, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote..
F3: Includes vested and unvested stock units.
F4: Vested as to 100% of the shares on the third anniversary of the grant date.
F5: Vests in three equal installments beginning on March 2, 2017.
F6: Vests in three equal installments beginning on March 1, 2018.
F7: Vests in three equal installments beginning on February 22, 2019.
F8: Vests in three equal installments beginning on February 21, 2020.
F9: Vests in three equal installments beginning on February 20, 2021.
F10: Vests in three equal installments beginning on March 1, 2022.