AI assistant
SPX Technologies, Inc. — Director's Dealing 2020
Oct 5, 2020
30660_dirs_2020-10-05_8afc67a5-6d22-4898-a77b-39be631cd6e2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPX CORP (SPXC)
CIK: 0000088205
Period of Report: 2020-10-01
Reporting Person: Swann John William III (Pres., Heating and Location &)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Common Stock | M | 19662 | $12.36 | Acquired | 91985 | Direct |
| 2020-10-01 | Common Stock | S | 19662 | $47.00 | Disposed | 72323 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | Employee stock option to purchase common stock | $12.36 | M | 19662 | Disposed | 2025-10-13 | Common Stock (19662) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3312 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option to purchase common stock | $12.85 | 2026-03-02 | Common Stock (31776) | 31776 | Direct |
| Employee stock option to purchase common stock | $27.40 | 2027-03-01 | Common Stock (13214) | 13214 | Direct |
| Employee stock option to purchase common stock | $32.69 | 2028-02-22 | Common Stock (12361) | 12361 | Direct |
| Employee stock option to purchase common stock | $36.51 | 2029-02-21 | Common Stock (13556) | 13556 | Direct |
| Employee stock option to purchase common stock | $50.09 | 2030-02-20 | Common Stock (10552) | 10552 | Direct |
Footnotes
F1: Includes unvested restricted stock units.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.
F3: Vests as to 100% of the shares on the third anniversary of the grant date.
F4: Vests in three equal installments beginning on March 2, 2017.
F5: Vests in three equal installments beginning on March 1, 2018.
F6: Vests in three equal installments beginning on February 22, 2019.
F7: Vests in three equal installments beginning on February 21, 2020.
F8: Vests in three equal installments beginning on February 20, 2021.