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SPX Technologies, Inc. — Director's Dealing 2017
Mar 3, 2017
30660_dirs_2017-03-03_883cf909-1864-44bd-a6e1-21229153bb7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPX CORP (SPXC)
CIK: 0000088205
Period of Report: 2017-03-01
Reporting Person: Swann John William III (Pres.-Weil McClain,MEP & Radio)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-01 | Common Stock | A | 9176 | — | Acquired | 73427 | Direct |
| 2017-03-02 | Common Stock | F | 1098 | $27.4 | Disposed | 72329 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-01 | Employee stock option to purchase common stock | $27.4 | A | 13214 | Acquired | 2027-03-01 | Common Stock (13214) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1778 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option to purchase common stock | $12.36 | 2025-10-13 | Common Stock (66535) | 66535 | Direct |
| Employee stock option to purchase common stock | $12.85 | 2026-03-02 | Common Stock (31776) | 31776 | Direct |
Footnotes
F1: Grant of restricted stock under the SPX Corporation 2002 Stock Compensation Plan.
F2: Includes unvested restricted stock units.
F3: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX Corporation 2002 Stock Compensation Plan.
F4: Vests as to 100% of the shares on the third anniversary of the grant date.
F5: Vests in three equal installments beginning on March 2, 2017.
F6: Grant of stock option pursuant to the SPX Corporation 2002 Stock Compensation Plan.
F7: Vests in three equal installments beginning on March 1, 2018.