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SPX Technologies, Inc. — Director's Dealing 2009
Aug 17, 2009
30660_dirs_2009-08-17_57c670c9-d443-44b2-809b-321f4ba78d1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPX CORP (SPW)
CIK: 0000088205
Period of Report: 2009-08-13
Reporting Person: OLEARY PATRICK J (EVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-13 | Common Stock | M | 70000 | $38.9063 | Acquired | 273718 | Direct |
| 2009-08-13 | Common Stock | S | 70000 | $57.7828 | Disposed | 203718 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-13 | Employee stock option to purchase common stock | $38.9063 | M | 70000 | Disposed | 2010-01-02 | Common Stock (70000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4434 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option to purchase common stock | $48.44 | 2011-01-01 | Common Stock (70000) | 70000 | Direct |
| Employee stock option to purchase common stock | $69.43 | 2012-01-01 | Common Stock (70000) | 70000 | Direct |
| Employee stock option to purchase common stock | $38.57 | 2013-01-02 | Common Stock (70000) | 70000 | Direct |
Footnotes
F1: Granted under the SPX Corporation 2002 Stock Compensation Plan or its predecessor plan, the 1992 Stock Compensation Plan.
F2: Option vested as to 35,000 shares on each of January 3, 2002 and 2003.
F3: Option vested as to 23,334 shares on each of January 2, 2002 and 2004, and 23,332 shares on January 2, 2003.
F4: Option vested as to 23,334 shares on each of January 2, 2003 and 2005, and 23,332 shares on January 2, 2004.
F5: Option vested as to 23,334 shares on January 3, 2004 and 23,333 shares on January 3, 2005, and 23,333 shares on January 3, 2006.
F6: The price in Column 4 is a weighted average price. The prices actually recieved ranged from $57.59 to $58.05. For this transaction reported in this From 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each seperate price within the range.