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SPX Technologies, Inc. — Director's Dealing 2009
Aug 26, 2009
30660_dirs_2009-08-25_8603262d-759c-4226-bf64-382f786ce2b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPX CORP (SPW)
CIK: 0000088205
Period of Report: 2009-08-21
Reporting Person: KEARNEY CHRISTOPHER J (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-21 | Common Stock | M | 50000 | $38.9063 | Acquired | 449940 | Direct |
| 2009-08-21 | Common Stock | S | 50000 | $56.00 | Disposed | 399940 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-21 | Employee stock option to purchase common stock | $38.9063 | M | 50000 | Disposed | 2010-01-02 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3571 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option to purchase common stock | $48.44 | 2011-01-01 | Common Stock (50000) | 50000 | Direct |
| Employee stock option to purchase common stock | $69.43 | 2012-01-01 | Common Stock (50000) | 50000 | Direct |
| Employee stock option to purchase common stock | $38.57 | 2013-01-02 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: Granted under the SPX Corporation 2002 Stock Compensation Plan or its predecessor plan, the 1992 Stock Compensation Plan.
F2: Option vested as to 25,000 shares on each of January 2, 2002 and 2003.
F3: Option vested as to 16,668 shares on January 2, 2002 and 16,666 shares on each of January 2, 2003 and 2004.
F4: Option vested as to 16,668 shares on January 2, 2003 and 16,666 shares on each of January 2, 2004 and 2005.
F5: Option vested as to 16,667 shares on each of January 3, 2004 and 2005, and 16,666 shares on January 3, 2006.