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SPX Technologies, Inc. — Director's Dealing 2007
Jan 6, 2007
30660_dirs_2007-01-05_15bde0f3-1621-4648-ae7e-8643cbaf8e26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPX CORP (SPW)
CIK: 0000088205
Period of Report: 2007-01-03
Reporting Person: KEARNEY CHRISTOPHER J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-01-03 | Common Stock | A | 100000 | — | Acquired | 330472 | Direct |
| 2007-01-03 | Common Stock | F | 19763 | $61.16 | Disposed | 310709 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2847 | Indirect |
| Common Stock | 428 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option to purchase common stock | $30.00 | 2008-08-25 | Common Stock (34000) | 34000 | Direct |
| Employee stock option to purchase common stock | $37.50 | 2008-08-25 | Common Stock (66000) | 66000 | Direct |
| Employee stock option to purchase common stock | $45.00 | 2008-08-25 | Common Stock (66000) | 66000 | Direct |
| Employee stock option to purchase common stock | $38.9063 | 2010-01-02 | Common Stock (50000) | 50000 | Direct |
| Employee stock option to purchase common stock | $58.50 | 2007-02-09 | Common Stock (9674) | 9674 | Direct |
| Employee stock option to purchase common stock | $72.00 | 2007-02-09 | Common Stock (14146) | 14146 | Direct |
| Employee stock option to purchase common stock | $72.00 | 2007-02-09 | Common Stock (2750) | 2750 | Direct |
| Employee stock option to purchase common stock | $72.00 | 2008-01-01 | Common Stock (1220) | 1220 | Direct |
| Employee stock option to purchase common stock | $48.44 | 2011-01-01 | Common Stock (50000) | 50000 | Direct |
| Employee stock option to purchase common stock | $46.54 | 2008-01-01 | Common Stock (3888) | 3888 | Direct |
| Employee stock option to purchase common stock | $46.54 | 2009-01-03 | Common Stock (20890) | 20890 | Direct |
| Employee stock option to purchase common stock | $50.01 | 2008-01-01 | Common Stock (18090) | 18090 | Direct |
| Employee stock option to purchase common stock | $69.43 | 2012-01-01 | Common Stock (50000) | 50000 | Direct |
| Employee stock option to purchase common stock | $38.57 | 2013-01-02 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2: Granted under the SPX Corporation 2002 Stock Compensation Plan or its predecessor plan, the 1992 Stock Compensation Plan.
F3: Option vested as to 25,000 shares on each of January 2, 2002 and 2003.
F4: Option vested as to 16,668 shares on January 2, 2002 and 16,666 shares on each of January 2, 2003 and 2004.
F5: Option vested as to 16,668 shares on January 2, 2003 and 16,666 shares on each of January 2, 2004 and 2005.
F6: Option vested as to 16,667 shares on each of January 3, 2004 and 2005, and 16,666 shares on January 3, 2006.
F7: Grant of restricted stock pursuant to the SPX Corporation 2002 Stock Compensation Plan.
F8: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX Corporation 2002 Stock Compensation Plan.