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SPX Technologies, Inc. — Director's Dealing 2006
Jan 5, 2006
30660_dirs_2006-01-05_19f1d0b3-64c6-4557-b47e-4d2d313387d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPX CORP (SPW)
CIK: 0000088205
Period of Report: 2006-01-03
Reporting Person: OLEARY PATRICK J (EVP Finance, Treasurer & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-01-03 | Common Stock | A | 35000 | — | Acquired | 191666 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3399 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option to purchase common stock | $ | 2007-04-22 | Common Stock (200000) | 200000 | Direct |
| Employee stock option to purchase common stock | $ | 2009-06-22 | Common Stock (1000000) | 1000000 | Direct |
| Employee stock option to purchase common stock | $38.9063 | 2010-01-02 | Common Stock (70000) | 70000 | Direct |
| Employee stock option to purchase common stock | $39.7188 | 2008-01-01 | Common Stock (18600) | 18600 | Direct |
| Employee stock option to purchase common stock | $86.4688 | 2006-10-13 | Common Stock (18746) | 18746 | Direct |
| Employee stock option to purchase common stock | $86.4688 | 2006-10-13 | Common Stock (11792) | 11792 | Direct |
| Employee stock option to purchase common stock | $86.4688 | 2006-10-13 | Common Stock (4734) | 4734 | Direct |
| Employee stock option to purchase common stock | $48.44 | 2011-01-01 | Common Stock (70000) | 70000 | Direct |
| Employee stock option to purchase common stock | $47.565 | 2008-01-01 | Common Stock (29422) | 29422 | Direct |
| Employee stock option to purchase common stock | $46.475 | 2009-01-03 | Common Stock (10034) | 10034 | Direct |
| Employee stock option to purchase common stock | $50.39 | 2009-01-03 | Common Stock (18512) | 18512 | Direct |
| Employee stock option to purchase common stock | $50.01 | 2006-10-13 | Common Stock (14740) | 14740 | Direct |
| Employee stock option to purchase common stock | $50.01 | 2008-01-01 | Common Stock (11964) | 11964 | Direct |
| Employee stock option to purchase common stock | $69.43 | 2012-01-01 | Common Stock (70000) | 70000 | Direct |
| Employee stock option to purchase common stock | $38.57 | 2013-01-02 | Common Stock (70000) | 70000 | Direct |
Footnotes
F1: On April 23, 1997, the Board of Directors of the Issuer granted Reporting Person out-of-the-money options to purchase common stock which vest and become exercisable 5 years after the grant date. The prices of the options that remain unexercised are 70,000 shares at $37.50 per share and 130,000 shares at $45 per share.
F2: Grant of options to purchase Common Stock: 250,000 shares at $60 per share, 250,000 shares at $72.50 per share, 250,000 shares at $85 per share, and 250,000 shares at $97.50 per share.
F3: Granted under the SPX Corporation 2002 Stock Compensation Plan or its predecessor plan, the 1992 Stock Compensation Plan.
F4: Option vested as to 35,000 shares on each of January 3, 2002 and 2003.
F5: Option vested as to 23,334 shares on each of January 2, 2002 and 2004, and 23,332 shares on January 2, 2003.
F6: Option vested as to 23,334 shares on each of January 2, 2003 and 2005, and 23,332 shares on January 2, 2004.
F7: Option vested as to 23,334 shares on January 3, 2004 and 23,333 shares on January 3, 2005, and 23,333 shares on January 3, 2006.
F8: Grant of restricted stock pursuant to SPX Corporation 2002 Stock Compensation Plan.