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SPX Technologies, Inc. — Director's Dealing 2004
Feb 20, 2004
30660_dirs_2004-02-20_01cdd84c-9154-41d5-b6ca-bb5910c97d48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPX CORP (SPW)
CIK: 0000088205
Period of Report: 2004-02-18
Reporting Person: KEARNEY CHRISTOPHER J (VP, Secretary and Gen. Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-02-18 | Common Stock | A | 25842 | — | Acquired | 55156 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2057 | Indirect |
| Common Stock | 642 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option to purchase common stock | $30.00 | 2008-08-25 | Common Stock (68000) | 68000 | Direct |
| Employee stock option to purchase common stock | $37.50 | 2008-08-25 | Common Stock (66000) | 66000 | Direct |
| Employee stock option to purchase common stock | $45.00 | 2008-08-25 | Common Stock (66000) | 66000 | Direct |
| Employee stock option to purchase common stock | $38.9063 | 2010-01-02 | Common Stock (50000) | 50000 | Direct |
| Employee stock option to purchase common stock | $58.50 | 2007-02-09 | Common Stock (9674) | 9674 | Direct |
| Employee stock option to purchase common stock | $72.00 | 2007-02-09 | Common Stock (14146) | 14146 | Direct |
| Employee stock option to purchase common stock | $72.00 | 2007-02-09 | Common Stock (2750) | 2750 | Direct |
| Employee stock option to purchase common stock | $72.00 | 2008-01-01 | Common Stock (1220) | 1220 | Direct |
| Employee stock option to purchase common stock | $ | 2010-08-21 | Common Stock (500000) | 500000 | Direct |
| Employee stock option to purchase common stock | $48.44 | 2011-01-01 | Common Stock (50000) | 50000 | Direct |
| Employee stock option to purchase common stock | $46.54 | 2008-01-01 | Common Stock (3888) | 3888 | Direct |
| Employee stock option to purchase common stock | $46.54 | 2009-01-03 | Common Stock (20890) | 20890 | Direct |
| Employee stock option to purchase common stock | $50.01 | 2008-01-01 | Common Stock (18090) | 18090 | Direct |
| Employee stock option to purchase common stock | $69.43 | 2012-01-01 | Common Stock (50000) | 50000 | Direct |
| Employee stock option to purchase common stock | $38.57 | 2013-01-02 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2: Granted under the SPX Corporation 2002 Stock Compensation Plan or its predecessor plan, the 1992 Stock Compensation Plan.
F3: Option vested as to 25,000 shares on each of January 2, 2002 and 2003.
F4: Grant of options to purchase Common Stock: 125,000 shares at $105 per share, 125,000 shares at $120 per share, 125,000 shares at $135 per share, and 125,000 shares at $150 per share.
F5: Option vested as to 16,668 shares on January 2, 2002 and 16,666 shares on each of January 2, 2003 and 2004.
F6: Option vests as to 16,668 shares on January 2, 2003 and 16,666 shares on each of January 2, 2004 and 2005.
F7: Option vests as to 16,667 shares on each of January 3, 2004 and 2005, and 16,666 shares on January 3, 2006.
F8: Grant of restricted stock pursuant to SPX Corporation 2002 Stock Compensation Plan.