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SPX Technologies, Inc. — Director's Dealing 2004
Feb 20, 2004
30660_dirs_2004-02-20_feec950e-bc02-4b62-a37e-c49a1fd97836.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPX CORP (SPW)
CIK: 0000088205
Period of Report: 2004-02-18
Reporting Person: RIORDAN THOMAS J (VP, Pres. Trans. & Ind. Sol.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-02-18 | Common Stock | A | 25000 | — | Acquired | 87684 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4247 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option to purchase common stock | $ | 2007-12-09 | Common Stock (200000) | 200000 | Direct |
| Employee stock option to purchase common stock | $86.4688 | 2008-01-01 | Common Stock (16538) | 16538 | Direct |
| Employee stock option to purchase common stock | $86.4688 | 2007-01-13 | Common Stock (7416) | 7416 | Direct |
| Employee stock option to purchase common stock | $86.4688 | 2007-01-13 | Common Stock (6372) | 6372 | Direct |
| Employee stock option to purchase common stock | $86.4688 | 2006-02-25 | Common Stock (3744) | 3744 | Direct |
| Employee stock option to purchase common stock | $ | 2010-08-21 | Common Stock (500000) | 500000 | Direct |
| Employee stock option to purchase common stock | $48.44 | 2011-01-01 | Common Stock (50000) | 50000 | Direct |
| Employee stock option to purchase common stock | $58.875 | 2008-01-01 | Common Stock (19058) | 19058 | Direct |
| Employee stock option to purchase common stock | $58.875 | 2009-01-03 | Common Stock (18786) | 18786 | Direct |
| Employee stock option to purchase common stock | $69.43 | 2012-01-01 | Common Stock (50000) | 50000 | Direct |
| Employee stock option to purchase common stock | $60.625 | 2009-01-03 | Common Stock (18450) | 18450 | Direct |
| Employee stock option to purchase common stock | $60.625 | 2010-01-02 | Common Stock (19952) | 19952 | Direct |
| Employee stock option to purchase common stock | $38.57 | 2013-01-02 | Common Stock (50000) | 50000 | Direct |
| Employee stock option to purchase common stock | $58.80 | 2010-01-02 | Common Stock (19116) | 19116 | Direct |
Footnotes
F1: The options are for 100,000 shares at $37.50 per share and 100,000 shares at $45 per share.
F2: Granted under the SPX Corporation 2002 Stock Compensation Plan or its predecessor plan, the 1992 Stock Compensation Plan.
F3: Grant of options to purchase Common Stock: 125,000 shares at $105 per share, 125,000 shares at $120 per share, 125,000 shares at $135 per share, and 125,000 shares at $150 per share.
F4: Option vested as to 16,668 shares on January 2, 2002 and 16,666 shares on each of January 2, 2003 and 2004.
F5: Option vests as to 16,668 shares on January 2, 2003 and 16,666 shares on each of January 2, 2004 and 2005.
F6: Option vests as to 16,667 shares on each of January 3, 2004 and 2005 and 16,666 shares on January 3, 2006.
F7: Grant of restricted stock pursuant to SPX Corporation 2002 Stock Compensation Plan.