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SPROTT INC. Regulatory Filings 2021

May 7, 2021

31672_ffr_2021-05-07_de3b7ce3-7ff1-491c-a487-34329409b315.zip

Regulatory Filings

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6-K 1 tm2115196d2_6k.htm FORM 6-K Field: Rule-Page

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934

For the month of May
Commission File Number 001-39298

| Sprott
Inc. |
| --- |
| (Translation of registrant’s
name into English) |
| Suite
2600, 200 Bay Street Royal
Bank Plaza, South Tower Toronto,
Ontario, Canada M5J 2J1 |
| (Address of principal
executive offices) |

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F ☐ Form 40-F ☒

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

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DOCUMENTS INCLUDED AS PART OF THIS REPORT

Exhibit
99.1 Management’s Discussion & Analysis and Interim Condensed Consolidated Financial Statements for the three months ended March 31, 2021.
99.2 Chief Executive Officer Certification of Interim
Filings, dated May 7, 2021.
99.3 Chief Financial Officer Certification of Interim
Filings, dated May 7, 2021.
99.4 Press Release dated May 7, 2021

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

| | | Sprott
Inc. | | |
| --- | --- | --- | --- | --- |
| | | (Registrant) | | |
| Date: | May
7, 2021 | By: | /s/
Kevin Hibbert | |
| | | | Name: | Kevin Hibbert |
| | | | Title: | Senior Managing Director
and Chief Financial Officer |

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