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SPROTT FOCUS TRUST INC. — Director's Dealing 2017
Jan 6, 2017
33527_dirs_2017-01-06_1854b286-4999-4dea-82df-576fb63450b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPROTT FOCUS TRUST INC. (FUND)
CIK: 0000825202
Period of Report: 2017-01-05
Reporting Person: GEORGE W WHITNEY (Director, 10% Owner, Senior Portfolio Manager)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-05 | Common Stock | P | 50000 | $7.1007 | Acquired | 4338264 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1220438 | Indirect |
| Common Stock | 515478 | Indirect |
| Common Stock | 232999 | Indirect |
| Common Stock | 86269 | Indirect |
Footnotes
F1: Shares held in The Mallory Descendant's Trust U/T/A DTD 12/31/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.
F2: Shares held in The TDM & BBM Trust U/T/A DTD 3/25/2013. Mr. George serves as trustee of the TDM & BBM Trust.
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