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SPROTT FOCUS TRUST INC. Director's Dealing 2016

Jun 28, 2016

33527_dirs_2016-06-28_baf15a1b-3b5b-45e0-8373-dec382ed0f6e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SPROTT FOCUS TRUST INC. (FUND)
CIK: 0000825202
Period of Report: 2016-06-24

Reporting Person: GEORGE W WHITNEY (Director, 10% Owner, Senior Portfolio Manager)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-24 Common Stock P 1361 $6.2 Acquired 4089532 Direct
2016-06-27 Common Stock P 25000 $6.15 Acquired 4114532 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1176692 Indirect
Common Stock 485648 Indirect
Common Stock 174303 Indirect
Common Stock 83269 Indirect

Footnotes

F1: Shares held in The Mallory Descendant's Trust U/T/A DTD 12/31/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.

F2: Shares held in The TDM & BBM Trust U/T/A DTD 3/25/2013. Mr. George serves as trustee of the TDM & BBM Trust.