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SPROTT FOCUS TRUST INC. — Director's Dealing 2015
Jun 5, 2015
33527_dirs_2015-06-05_b31b6fea-b330-4528-93ea-2909a9fa001d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPROTT FOCUS TRUST INC. (FUND)
CIK: 0000825202
Period of Report: 2015-06-03
Reporting Person: GEORGE W WHITNEY (Director, Vice President, 10% Owner, Investment Advisor)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-04 | Common Stock | P | 46000 | $7.4867 | Acquired | 2636158 | Direct |
| 2015-06-03 | Common Stock | P | 300 | $7.5 | Acquired | 2590158 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1094437 | Indirect |
| Common Stock | 437817 | Indirect |
| Common Stock | 160636 | Indirect |
Footnotes
F1: Shares held in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.
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