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SPROTT FOCUS TRUST INC. — Director's Dealing 2015
Sep 25, 2015
33527_dirs_2015-09-25_9fe6be41-4e83-4e3a-8a72-aa60f699bbfc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPROTT FOCUS TRUST INC. (FUND)
CIK: 0000825202
Period of Report: 2015-09-24
Reporting Person: GEORGE W WHITNEY (10% Owner, Senior Portfolio Manager)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-24 | Common Stock | P | 53006 | $6.0114 | Acquired | 3144668 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1126914 | Indirect |
| Common Stock | 450806 | Indirect |
| Common Stock | 165218 | Indirect |
| Common Stock | 80578 | Indirect |
Footnotes
F1: Shares held in The Mallory Descendant's Trust U/T/A DTD 12/31/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.
F2: Shares held in The TDM & BBM Trust U/T/A DTD 3/25/2013. Mr. George serves as trustee of the TDM & BBM Trust.
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