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SPROTT FOCUS TRUST INC. — Director's Dealing 2014
May 21, 2014
33527_dirs_2014-05-21_7a21705a-8415-4cde-9452-c4ed70ff9fbf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROYCE FOCUS TRUST INC (FUND)
CIK: 0000825202
Period of Report: 2014-05-20
Reporting Person: GEORGE W WHITNEY (Director, Vice President, 10% Owner, VP - Investment Advisor)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-20 | Common Stock | P | 1910 | $8.0000 | Acquired | 2171236 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 746017 | Indirect |
| Common Stock | 414233 | Indirect |
| Common Stock | 142301 | Indirect |
Footnotes
F1: Shares held in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.
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