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SPROTT FOCUS TRUST INC. — Director's Dealing 2014
Oct 1, 2014
33527_dirs_2014-10-01_e44dac75-7093-47cd-9e4e-27e2e7985487.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROYCE FOCUS TRUST INC (FUND)
CIK: 0000825202
Period of Report: 2014-09-30
Reporting Person: GEORGE W WHITNEY (Director, Vice President, 10% Owner, VP - Investment Advisor)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-30 | Common Stock | P | 12070 | $7.8969 | Acquired | 976160 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2211629 | Direct |
| Common Stock | 424912 | Indirect |
| Common Stock | 145970 | Indirect |
Footnotes
F1: Shares held in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.
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