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SPROTT FOCUS TRUST INC. Director's Dealing 2013

Jan 17, 2013

33527_dirs_2013-01-17_252a1986-6671-4cfa-8a85-62bcb1d5a7c3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROYCE FOCUS TRUST INC (FUND)
CIK: 0000825202
Period of Report: 2013-01-16

Reporting Person: GEORGE W WHITNEY (Vice President, 10% Owner, VP - Investment Advisor)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-01-16 Common Stock P 854 $6.85 Acquired 15382 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
COMMON STOCK 1339591 Direct
Common Stock 697245 Indirect
COMMON STOCK 305495 Indirect

Footnotes

F1: Purchase of shares in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.