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SPROTT FOCUS TRUST INC. Director's Dealing 2013

Oct 3, 2013

33527_dirs_2013-10-03_375310a0-f617-4932-a490-aef6d9b5e969.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROYCE FOCUS TRUST INC (FUND)
CIK: 0000825202
Period of Report: 2013-10-02

Reporting Person: GEORGE W WHITNEY (Director, Vice President, 10% Owner, VP - Investment Advisor)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-10-02 Common Stock P 18798 $7.2441 Acquired 1905243 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 726170 Indirect
Common Stock 318164 Indirect
Common Stock 138164 Indirect

Footnotes

F1: Shares held in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.