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SPRINTEX LIMITED — Director's Dealing 2013
Nov 27, 2013
65799_rns_2013-11-27_8fb8220e-a38e-4b90-9efc-6f2c29ef1e6a.pdf
Director's Dealing
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Appendix 3Y
Rule 3.19A.2
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
| Name of entity | SPRINTEX LIMITED |
|---|---|
| ACN | 106 337 599 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Richard Siemens |
|---|---|
| Date of last notice | 10 September 2013 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Indirect | |
|---|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | a) China Automotive Holdings Ltd | |
| Date of change | 22 November2013 | |
| No. of securities held prior to change | 180,667,523 Ordinary Shares25,704,381 Options 2 cents exp 30/06/14 | |
| Class | Ordinary Shares and Options | |
| Number acquired | 5,190,000Ordinary Shares | |
| Number disposed | 5,190,000Options 2 cents exp 30/06/2014 | |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | 2 centsper Option | |
| No. of securities held after change | 185,857,523Ordinary Shares20,514,381Options 2cents exp30/06/14 |
+ See chapter 19 for defined terms.
| Nature of change | Exercise of Options |
|---|---|
| Example: on-market trade, off-market trade, exercise of options, issue of | |
| securities under dividend reinvestment plan, participation in buy-back | |
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | - |
|---|---|
| Nature of interest | - |
| Name of registered holder(if issued securities) | - |
| Date of change | - |
| No. and class of securities towhich interest related prior tochangeNote: Details are only required for a contract in relationto which the interest has changed | - |
| Interest acquired | - |
| Interest disposed | - |
| Value/ConsiderationNote: If consideration is non-cash, provide details and anestimated valuation | - |
| Interest after change | - |
Part 3 – +Closed period
| Were the interests in the securities or contracts detailed | No |
|---|---|
| above traded during a +closed periodwhere prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the trade | N/A |
| to proceed during this period? | |
| If prior written clearance was provided, on what date was thisprovided? | N/A |
+ See chapter 19 for defined terms.
Appendix 3Y
Rule 3.19A.2
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Sprintex Limited |
|---|---|
| ABN | 38 106 337 599 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Steven Apedaile |
|---|---|
| Date of last notice | 29 October 2013 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Indirect | |
|---|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | a)SJ & ML Apedaile b)Powertraveller Pty Ltd | |
| Date of change | 22 November 2013 | |
| No. of securities held prior to change | Indirecta) 134,790,045 Ordinary Shares9,110,012 Options 2 cents exp 30/06/2014b) 1,257,000 Ordinary Shares1,250,000 Class B Performance Rights1,250,000 Class C Performance Rights1,250,000 Class D Performance Rights314,250 Options 2 cents exp 30/06/2014 | |
| Class | Ordinary Shares and Options | |
| Number acquired | 1,890,000 Ordinary Shares | |
| Number disposed | 1,890,000 Options 2 cents exp 30/06/2014 | |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimated valuation | 2 cents per Option |
+ See chapter 19 for defined terms.
| No. of securities held after change | Indirecta) 136,680,045 Ordinary Shares7,220,012 Options 2 cents exp 30/06/2014b) 1,257,000 Ordinary Shares1,250,000 Class B Performance Rights1,250,000 Class C Performance Rights1,250,000 Class D Performance Rights314,250 Options 2 cents exp 30/06/2014 |
|---|---|
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back | Exercise of Options |
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed
| in this part. | |
|---|---|
| Detail of contract | - |
| Nature of interest | - |
| Name of registered holder(if issued securities) | - |
| Date of change | - |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract in relationto which the interest has changed | - |
| Interest acquired | - |
| Interest disposed | - |
| Value/ConsiderationNote: If consideration is non-cash, provide details and anestimated valuation | - |
| Interest after change | - |
Part 3 – +Closed period
| Were the interests in the securities or contracts detailed | No |
|---|---|
| above traded during a +closed periodwhere prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the tradeto proceed during this period? | N/A |
| If prior written clearance was provided, on what date was thisprovided? | N/A |
+ See chapter 19 for defined terms.
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement, application for quotation of additional securities and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12
Name of entity
SPRINTEX LIMITED
ABN
38 106 337 599
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to be issued
Fully Paid Ordinary Shares
- 2 Number of +securities issued or to be issued (if known) or maximum number which may be issued
- 3 Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)
7,080,000 Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
+ See chapter 19 for defined terms.
| 4 | Do the +securities rank equally inallrespectsfromthedateofallotment with an existing +classofquoted +securities? | Yes |
|---|---|---|
| If the additional securities do notrank equally, please state:•the date from which they do•theextenttowhichtheyparticipateforthenextdividend, (in the case of a trust,distribution)orinterestpayment•the extent to which they do notrank equally, other than inrelation to the next dividend,distribution or interest payment | ||
| 5 | Issue price or consideration | 2 centsper Share |
| 6 | Purpose of the issue(If issued as consideration for theacquisitionofassets,clearlyidentify those assets) | Exercise of Options |
| 6a | Is the entity an +eligible entity thathasobtainedsecurityholderapproval under rule 7.1A? | N/A |
| If Yes, complete sections 6b – 6hin relation to the +securities thesubject of this Appendix 3B, andcomply with section 6i | ||
| 6b | Thedatethesecurityholderresolution under rule 7.1A waspassed | N/A |
| 6c | +securitiesNumberofissuedwithout security holder approvalunder rule 7.1 | N/A |
| 6d | Number of +securities issued withsecurity holder approval under rule7.1A | N/A |
| 6e | Number of +securities issued withsecurity holder approval under rule7.3, or another specific securityholder approval (specify date ofmeeting) | N/A |
+ See chapter 19 for defined terms.
- 6f Number of securities issued under an exception in rule 7.2
- 6g If securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the issue date and both values. Include the source of the VWAP calculation.
- 6h If securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
- 6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A – complete Annexure 1 and release to ASX Market Announcements
- 7 Dates of entering +securities into uncertificated holdings or despatch of certificates
- 8 Number and +class of all +securities quoted on ASX (including the securities in section 2 if applicable)
N/A
N/A
N/A
N/A
22 November 2013
| Number | +Class |
|---|---|
| 910,307,570 | FullyPaidOrdinaryShares |
| 103,296,287 | Optionsexpiring30June2014atanexercisepriceof2cents per option. |
+ See chapter 19 for defined terms.
| Number | +Class | ||
|---|---|---|---|
| 9 | +classNumberandofall+securities not quoted on ASX(including the securities in section2 if applicable) | 11,250,000 | 3,750,000 each ofClass B, C, and DPerformance Rights |
| 10 | Dividend policy (in the case of atrust, distribution policy) on the |
Part 2 - Bonus issue or pro rata issue
increased capital (interests)
| 11 | Issecurityholderapprovalrequired? | |
|---|---|---|
| 12 | Is the issue renounceable or nonrenounceable? | |
| 13 | Ratio in which the +securities willbe offered | |
| 14 | +Class of +securities to which theoffer relates | |
| 15 | +Recorddatetodetermineentitlements | |
| 16 | Will holdings on different registers(or subregisters) be aggregated forcalculating entitlements? | |
| 17 | Policy for deciding entitlements inrelation to fractions | |
| 18 | Names of countries in which theentity has +security holders whowillnotbesentnewissuedocuments | |
| Note: Security holders must be told how theirentitlements are to be dealt with. | ||
| Cross reference: rule 7.7. | ||
| 19 | Closingdateforreceiptofacceptances or renunciations | |
| 20 | Names of any underwriters |
+ See chapter 19 for defined terms.
21 Amount of any underwriting fee or commission 22 Names of any brokers to the issue 23 Fee or commission payable to the broker to the issue 24 Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of +security holders 25 If the issue is contingent on +security holders' approval, the date of the meeting 26 Date entitlement and acceptance form and prospectus or Product Disclosure Statement will be sent to persons entitled 27 If the entity has issued options, and the terms entitle option holders to participate on exercise, the date on which notices will be sent to option holders 28 Date rights trading will begin (if applicable) 29 Date rights trading will end (if applicable) 30 How do +security holders sell their entitlements in full through a broker? 31 How do +security holders sell part of their entitlements through a broker and accept for the balance? 32 How do +security holders dispose of their entitlements (except by sale through a broker)?
33 +Despatch date
+ See chapter 19 for defined terms.
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
- 34 Type of securities (tick one)
- (a) Securities described in Part 1

Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
35 If the +securities are +equity securities, the names of the 20 largest holders of the additional +securities, and the number and percentage of additional +securities held by those holders 36 If the +securities are +equity securities, a distribution schedule of the additional +securities setting out the number of holders in the categories 1 - 1,000 1,001 - 5,000 5,001 - 10,000 10,001 - 100,000 100,001 and over 37 A copy of any trust deed for the additional +securities
+ See chapter 19 for defined terms.
Entities that have ticked box 34(b)
| 38 | Number of securities for which+quotation issought | 7,080,000 | |
|---|---|---|---|
| 39 | +securitiesClassofforwhichquotation is sought | Fully Paid Ordinary Shares | |
| 40 | Do the +securities rank equally in allrespects from the date of allotmentwith an existing +class of quoted+securities? | Yes | |
| If the additional securities do notrank equally, please state:•the date from which they do•theextenttowhichtheyparticipate for the next dividend,(inthecaseofatrust,distribution) or interest payment•the extent to which they do notrankequally,otherthaninrelation to the next dividend,distribution or interest payment | |||
| 41 | Reason for request for quotationnow | Exercise of Options | |
| Example: In the case of restricted securities, end ofrestriction period | |||
| (ifissueduponconversionofanother security, clearly identify thatother security) | |||
| Number | +Class | ||
| 42 | Number and +class of all +securitiesquotedonASX(includingthesecurities in clause 38) | 910,307,570 | OrdinaryFullyPaidShares |
| 103,296,287 | Optionsexpiring30June2014atanexercisepriceof2centsper option. |
+ See chapter 19 for defined terms.
Quotation agreement
- 1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may quote the +securities on any conditions it decides.
- 2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
- There is no reason why those +securities should not be granted +quotation.
- An offer of the + securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
- If we are a trust, we warrant that no person has the right to return the +securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
- 3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
- 4 We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before +quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
Company Secretary
Sign here: Date: 28 November 2013
Print name: JAY STEPHENSON
== == == == ==
+ See chapter 19 for defined terms.
Appendix 3B – Annexure 1
Calculation of placement capacity under rule 7.1 and rule 7.1A for +eligible entities
Introduced 01/08/12
Part 1
| Rule 7.1 –Issues exceeding 15% ofcapital | ||
|---|---|---|
| Step 1: Calculate "A", the base figure from which the placementcapacity is calculated | ||
| Insert number of fully paid ordinarysecurities on issue 12 months before dateof issue or agreement to issue | ||
| Add the following:•Number of fully paid ordinary securitiesissued in that 12 month period under an | ||
| exception in rule 7.2•Number of fully paid ordinary securitiesissued in that 12 month period withshareholder approval | ||
| •Number of partly paid ordinarysecurities that became fully paid in that12 month period | ||
| Note:•Include only ordinary securities here –other classes of equity securities cannotbe added•Include here (if applicable) the securitiesthe subject of the Appendix 3B to whichthis form is annexed•It may be useful to set out issues ofsecurities on different dates as separateline items | ||
| Subtract the number of fully paid ordinarysecurities cancelled during that 12 monthperiod | ||
| "A" |
+ See chapter 19 for defined terms.
| Step 2: Calculate 15% of "A" | ||||
|---|---|---|---|---|
| "B" | 0.15 | |||
| [Note: this value cannot be changed] | ||||
| Multiply "A" by 0.15 | ||||
| that has already been used | Step 3: Calculate "C", the amount of placement capacity under rule 7.1 | |||
| Insert number of equity securities issued oragreed to be issued in that 12 month periodnot counting those issued: | ||||
| •Under an exception in rule 7.2 | ||||
| •Under rule 7.1A | ||||
| •With security holder approval under rule7.1 or rule 7.4 | ||||
| Note:•This applies to equity securities, unlessspecifically excluded – not just ordinarysecurities•Include here (if applicable ) thesecurities the subject of the Appendix3B to which this form is annexed•It may be useful to set out issues ofsecurities on different dates as separateline items | ||||
| "C" | ||||
| Step 4: Subtract "C" from ["A" x "B"] to calculate remainingplacement capacity under rule 7.1 | ||||
| "A" x 0.15 | ||||
| Note: number must be same as shown inStep 2 | ||||
| Subtract "C" | ||||
| Note: number must be same as shown inStep 3 | ||||
| Total ["A" x 0.15] – "C" | ||||
| [Note: this is the remaining placementcapacity under rule 7.1] |
+ See chapter 19 for defined terms.
Part 2
| Rule 7.1A –Additional placement capacity for eligible entities | |||
|---|---|---|---|
| Step 1: Calculate "A", the base figure from which the placementcapacity is calculated | |||
| "A" | |||
| Note: number must be same as shown inStep 1 of Part 1 | |||
| Step 2: Calculate 10% of "A" | |||
| "D" | 0.10 | ||
| Note: this value cannot be changed | |||
| Multiply "A" by 0.10 | |||
| Step 3: Calculate "E", the amount of placement capacity under rule7.1A that has already been used | |||
| Insert number of equity securities issued oragreed to be issued in that 12 month periodunder rule 7.1A | |||
| Notes:•This applies to equity securities – not | |||
| just ordinary securities•Include here – if applicable – thesecurities the subject of the Appendix3B to which this form is annexed | |||
| •Do not include equity securities issuedunder rule 7.1 (they must be dealt within Part 1), or for which specific security | |||
| holder approval has been obtained•It may be useful to set out issues ofsecurities on different dates as separateline items | |||
| "E" |
+ See chapter 19 for defined terms.
| Step 4: Subtract "E" from ["A" x "D"] to calculate remainingplacement capacity under rule 7.1A | ||
|---|---|---|
| "A" x 0.10 | ||
| Note: number must be same as shown inStep 2 | ||
| Subtract "E" | ||
| Note: number must be same as shown inStep 3 | ||
| Total ["A" x 0.10] – "E" | ||
| Note: this is the remaining placementcapacity under rule 7.1A |
+ See chapter 19 for defined terms.