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SPRINTEX LIMITED — Director's Dealing 2013
Dec 22, 2013
65799_rns_2013-12-22_c1365ee6-992f-4725-8ad6-c61dfa4a1b8c.pdf
Director's Dealing
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Appendix 3Y
Rule 3.19A.2
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
| Name of entity | SPRINTEX LIMITED |
|---|---|
| ACN | 106 337 599 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Richard Siemens |
|---|---|
| Date of last notice | 28 November 2013 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | a) China Automotive Holdings Ltd |
| Date of change | 18December 2013 |
| No. of securities held prior to change | 185,857,523 Ordinary Shares20,514,381 Options 2 cents exp 30/06/14 |
| Class | Ordinary Shares and Options |
| Number acquired | 20,514,381Ordinary Shares |
| Number disposed | 20,514,381Options 2 cents exp 30/06/2014 |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | 2 centsper Option |
| No. of securities held after change | 206,371,904 Ordinary Shares |
+ See chapter 19 for defined terms.
| Nature of change | Exercise of Options |
|---|---|
| Example: on-market trade, off-market trade, exercise of options, issue of | |
| securities under dividend reinvestment plan, participation in buy-back | |
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | - |
|---|---|
| Nature of interest | - |
| Name of registered holder(if issued securities) | - |
| Date of change | - |
| No. and class of securities towhich interest related prior tochangeNote: Details are only required for a contract in relationto which the interest has changed | - |
| Interest acquired | - |
| Interest disposed | - |
| Value/ConsiderationNote: If consideration is non-cash, provide details and anestimated valuation | - |
| Interest after change | - |
Part 3 – +Closed period
| Were the interests in the securities or contracts detailed | No |
|---|---|
| above traded during a +closed periodwhere prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the trade | N/A |
| to proceed during this period? | |
| If prior written clearance was provided, on what date was this | N/A |
| provided? |
+ See chapter 19 for defined terms.
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement, application for quotation of additional securities and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity
SPRINTEX LIMITED
ABN
38 106 337 599
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to be issued
Fully Paid Ordinary Shares
- 2 Number of +securities issued or to be issued (if known) or maximum number which may be issued
- 3 Principal terms of the +securities (e.g. if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)
20,514,381 Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
+ See chapter 19 for defined terms.
| 4 | Do the +securities rank equallyin all respects from the +issuedate with an existing +classofquoted +securities? | Yes |
|---|---|---|
| If the additional +securities donot rank equally, please state:•the date from which they do•the extent to which theyparticipateforthenextdividend, (in the case of atrust,distribution)orinterest payment | ||
| •the extent to which they donot rank equally, other thaninrelationtothenextdividend,distributionorinterest payment | ||
| 5 | Issue price or consideration | 2 cents per Share |
| 6 | Purpose of the issue(If issued as consideration forthe acquisition of assets, clearlyidentify those assets) | Exercise of Options |
| 6a | Is the entity an +eligible entity | |
| thathasobtainedsecurityholder approval under rule 7.1A? | N/A | |
| If Yes, complete sections 6b – 6hin relation to the +securities thesubject of this Appendix 3B, andcomply with section 6i | ||
| 6b | The date the security holderresolution under rule 7.1A waspassed | N/A |
| 6c | Number of +securities issuedwithout security holder approvalunder rule 7.1 | N/A |
+ See chapter 19 for defined terms.
- 6d Number of +securities issued with security holder approval under rule 7.1A
- 6e Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
- 6f Number of +securities issued under an exception in rule 7.2
- 6g If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the +issue date and both values. Include the source of the VWAP calculation.
- 6h If +securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
- 6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A – complete Annexure 1 and release to ASX Market Announcements
7 +Issue dates
Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A.
Cross reference: item 33 of Appendix 3B.
8 Number and +class of all +securities quoted on ASX (including the +securities in section 2 if applicable)
| Number | +Class |
|---|---|
| 930,821,951 | FullyPaidOrdinaryShares |
| 82,781,906 | Optionsexpiring30June2014atanexercisepriceof2cents per option. |
N/A
N/A
N/A
N/A
N/A
N/A
18 December 2013
- See chapter 19 for defined terms.
- Number +Class 9 Number and +class of all +securities not quoted on ASX (including the +securities in section 2 if applicable) 11,250,000 3,750,000 each of Class B, C, and D Performance Rights
- 10 Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
Part 2 - Pro rata issue
| 11 | Issecurityholderapprovalrequired? |
|---|---|
| 12 | Is the issue renounceable or nonrenounceable? |
| 13 | Ratio in which the +securitieswill be offered |
| 14 | +Class of +securities to which theoffer relates |
| 15 | +Recorddatetodetermineentitlements |
| 16 | Willholdingsondifferentregisters(orsubregisters)beaggregatedforcalculatingentitlements? |
| 17 | Policy for deciding entitlementsin relation to fractions |
| 18 | Names of countries in which theentity has security holders whowillnotbesentnewofferdocuments |
| Note: Security holders must be told how theirentitlements are to be dealt with. | |
| Cross reference: rule 7.7. |
+ See chapter 19 for defined terms.
| 19 | Closingdateforreceiptofacceptances or renunciations |
|---|---|
| 20 | Names of any underwriters |
| 21 | Amount of any underwriting feeor commission |
| 22 | Names of any brokers to theissue |
| 23 | Fee or commission payable to thebroker to the issue |
| 24 | Amountofanyhandlingfeepayable to brokers who lodgeacceptances or renunciations onbehalf of security holders |
| 25 | If the issue is contingent onsecurity holders' approval, thedate of the meeting |
| 26 | Date entitlement and acceptanceform and offer documents will besent to persons entitled |
| 27 | If the entity has issued options,andthe terms entitle optionholderstoparticipateonexercise,thedateonwhichnotices will be sent to optionholders |
| 28 | Date rights trading will begin (ifapplicable) |
| 29 | Date rights trading will end (ifapplicable) |
| 30 | How do security holders selltheir entitlements in full througha broker? |
| 31 | How do security holders sell partof their entitlements through abrokerandacceptforthe |
+ See chapter 19 for defined terms.
| balance? | ||
|---|---|---|
| 32 | How do security holders disposeof their entitlements (except bysale through a broker)? | |
| 33 | +Issuedate |
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
| 34 | Type of +securities(tick one) | |
|---|---|---|
| (a) | +Securities described in Part 1 | |
| (b) | All other +securities |
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Tick to indicate you are providing the information or
Additional securities forming a new class of securities
| documents | |
|---|---|
| 35 | If the +securities are +equity securities, the names of the 20 largest holders of theadditional +securities, and the number and percentage of additional +securitiesheld by those holders |
| 36 | If the +securities are +equity securities, a distribution schedule of the additional+securities setting out the number of holders in the categories1 - 1,0001,001 - 5,0005,001 - 10,00010,001 - 100,000100,001 and over |
| 37 | A copy of any trust deed for the additional +securities |
- See chapter 19 for defined terms.
Entities that have ticked box 34(b)
| 38 | Number of +securities for which+quotation is sought | 20,514,381 | |
|---|---|---|---|
| 39 | +Class of +securities for whichquotation is sought | Fully Paid Ordinary Shares | |
| 40 | Do the +securities rank equally inall respects from the +issue datewith an existing +class of quoted+securities? | Yes | |
| If the additional +securities do notrank equally, please state:•the date from which they do•theextenttowhichtheyparticipateforthenextdividend, (in the case of atrust, distribution) or interestpayment•the extent to which they donot rank equally, other than inrelation to the next dividend,distributionorinterestpayment | |||
| 41 | Reason for request for quotationnowExample: In the case of restricted securities, endof restriction period | Exercise of Options | |
| (if issued upon conversion ofanother +security, clearly identifythat other +security) | |||
| Number | +Class | ||
| 42 | +classNumberandofall+securitiesquotedonASX(including the +securities in clause38) | 930,821,951 | OrdinaryFullyPaidShares |
| 82,781,906 | Optionsexpiring30June2014atanexercisepriceof2cents per option. |
+ See chapter 19 for defined terms.
Quotation agreement
- 1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may quote the +securities on any conditions it decides.
- 2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
- There is no reason why those +securities should not be granted +quotation.
- An offer of the + securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
- If we are a trust, we warrant that no person has the right to return the +securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
- 3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
- 4 We give ASX the information and documents required by this form. If any information or document is not available now, we will give it to ASX before +quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
Company Secretary
Sign here: Date: 23 December 2013
Print name: JAY STEPHENSON
== == == == ==
+ See chapter 19 for defined terms.
Appendix 3B – Annexure 1
Calculation of placement capacity under rule 7.1 and rule 7.1A for eligible entities
Introduced 01/08/12 Amended 04/03/13
Part 1
| Rule 7.1 –Issues exceeding 15% of capital | ||
|---|---|---|
| Step 1: Calculate "A", the base figure from which the placementcapacity is calculated | ||
| Insert number of fully paid +ordinarysecurities on issue 12 months before the+issue date or date of agreement to issue | ||
| Add the following: | ||
| Number of fully paid +ordinary securities•issued in that 12 month period under anexception in rule 7.2 | ||
| Number of fully paid +ordinary securities•issued in that 12 month period withshareholder approval | ||
| Number of partly paid +ordinary•securities that became fully paid in that12 month period | ||
| Note:•Include only ordinary securities here –other classes of equity securities cannotbe added•Include here (if applicable) the securitiesthe subject of the Appendix 3B to whichthis form is annexed•It may be useful to set out issues ofsecurities on different dates as separateline items | ||
| Subtract the number of fully paid +ordinarysecurities cancelled during that 12 monthperiod | ||
| "A" |
+ See chapter 19 for defined terms.
| Step 2: Calculate 15% of "A" | ||
|---|---|---|
| "B" | 0.15 | |
| [Note: this value cannot be changed] | ||
| Multiply "A" by 0.15 | ||
| Step 3: Calculate "C", the amount of placement capacity under rule7.1 that has already been used | ||
| Insert number of +equity securities issuedor agreed to be issued in that 12 monthperiod not counting those issued: | ||
| •Under an exception in rule 7.2 | ||
| •Under rule 7.1A | ||
| •With security holder approval under rule7.1 or rule 7.4 | ||
| Note:•This applies to equity securities, unlessspecifically excluded – not just ordinarysecurities•Include here (if applicable) the securitiesthe subject of the Appendix 3B to whichthis form is annexed•It may be useful to set out issues ofsecurities on different dates as separateline items | ||
| "C" | ||
| Step 4: Subtract "C" from ["A" x "B"] to calculate remainingplacement capacity under rule 7.1 | ||
| "A" x 0.15 | ||
| Note: number must be same as shown inStep 2 | ||
| Subtract "C" | ||
| Note: number must be same as shown inStep 3 | ||
| Total ["A" x 0.15] – "C" | ||
| [Note: this is the remaining placementcapacity under rule 7.1] |
+ See chapter 19 for defined terms.
Part 2
| Rule 7.1A –Additional placement capacity for eligible entities | ||||
|---|---|---|---|---|
| Step 1: Calculate "A", the base figure from which the placementcapacity is calculated | ||||
| "A" | ||||
| Note: number must be same as shown inStep 1 of Part 1 | ||||
| Step 2: Calculate 10% of "A" | ||||
| "D" | 0.10 | |||
| Note: this value cannot be changed | ||||
| Multiply "A" by 0.10 | ||||
| Step 3: Calculate "E", the amount of placement capacity under rule7.1A that has already been used | ||||
| Insert number of +equity securities issuedor agreed to be issued in that 12 monthperiod under rule 7.1A | ||||
| Notes:•This applies to equity securities – notjust ordinary securities•Include here – if applicable – thesecurities the subject of the Appendix3B to which this form is annexed•Do not include equity securities issuedunder rule 7.1 (they must be dealt within Part 1), or for which specific securityholder approval has been obtained•It may be useful to set out issues ofsecurities on different dates as separateline items"E" |
+ See chapter 19 for defined terms.
| Step 4: Subtract "E" from ["A" x "D"] to calculate remainingplacement capacity under rule 7.1A | ||
|---|---|---|
| "A" x 0.10 | ||
| Note: number must be same as shown inStep 2 | ||
| Subtract "E" | ||
| Note: number must be same as shown inStep 3 | ||
| Total ["A" x 0.10] – "E" | ||
| Note: this is the remaining placementcapacity under rule 7.1A |
+ See chapter 19 for defined terms.