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Sprinklr, Inc. Director's Dealing 2024

Jul 30, 2024

31717_dirs_2024-07-30_3cd1d4ad-663b-4935-bfba-44679cd6ad53.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2024-07-29

Reporting Person: Adams Diane (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-07-28 Class A Common Stock C 1000 Acquired 396222 Direct
2024-07-29 Class A Common Stock S 295 $9.73 Disposed 395927 Direct
2024-07-29 Class A Common Stock S 705 $9.67 Disposed 395222 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-07-28 Class B Common Stock $ C 1000 Disposed Class A Common Stock (1000) Direct

Footnotes

F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.72 to $9.73 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2024.