Sprinklr, Inc. — Director's Dealing 2023

Apr 13, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2023-04-10

Reporting Person: Battery Partners IX, LLC (10% Owner)
Reporting Person: Battery Investment Partners IX, LLC (10% Owner)
Reporting Person: Battery Ventures IX, L.P. (10% Owner)
Reporting Person: BROWN MICHAEL MAURICE (10% Owner)
Reporting Person: Feldman Jesse (10% Owner)
Reporting Person: Stoner Chelsea R. (10% Owner)
Reporting Person: TABORS R DAVID (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-04-10	Class A Common Stock	J	3000000	$0.00	Disposed	17535367	Indirect
2023-04-10	Class A Common Stock	J	30304	$0.00	Disposed	175031	Indirect
2023-04-10	Class A Common Stock	J	3000000	$0.00	Acquired	3000000	Indirect
2023-04-10	Class A Common Stock	J	3000000	$0.00	Disposed	0	Indirect
2023-04-11	Class A Common Stock	S	285439	$12.71	Disposed	0	Direct
2023-04-11	Class A Common Stock	S	214160	$12.69	Disposed	0	Direct
2023-04-11	Class A Common Stock	S	159500	$12.84	Disposed	0	Indirect
2023-04-11	Class A Common Stock	G	287580	$0.00	Disposed	0	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	215670	Indirect
Class A Common Stock	2180664	Indirect

Footnotes

F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner without additional consideration.

F2: Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX and may be deemed to beneficially own the securities held by BV IX. Michael M. Brown, Jesse R. Feldman and R. David Tabors are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration.

F4: Securities are held by BIP IX. BP IX is the managing member of BIP IX and may be deemed to beneficially own the securities held by BIP IX. Michael M. Brown, Jesse R. Feldman and R. David Tabors are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

F5: Represents receipt of securities in the distribution in kind described in footnote (1).

F6: Securities are held by BP IX. Michael M. Brown, Jesse R. Feldman and R. David Tabors are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

F7: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration.

F8: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $12.71 to $12.73 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.

F9: The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distribution in kind described in footnote (7).

F10: Securities are held by Michael M. Brown.

F11: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $12.54 to $12.83 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.

F12: The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distributions in kind described in footnotes (3) and (7).

F13: Securities are held by Jesse R. Feldman.

F14: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $12.75 to $12.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.

F15: Securities are held by the Spiller Stoner Family Trust Dated 8/22/13, of which Chelsea R. Stoner is a trustee. Ms. Stoner disclaims beneficial ownership of these securities except to the extent of her proportionate pecuniary interest therein.

F16: Gift without consideration.

F17: Shares are held by R. David Tabors.

F18: Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BIP Select I is Battery Partners Select Fund I GP, LLC ("BP Select I GP"). Michael M. Brown, Jesse R. Feldman and Chelsea R. Stoner are managing members of BP Select I GP and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its, his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

F19: Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is BP Select I GP. Michael M. Brown, Jesse R. Feldman and Chelsea R. Stoner are managing members of BP Select I GP and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its, his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.