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Sprinklr, Inc. Director's Dealing 2023

Oct 2, 2023

31717_dirs_2023-10-02_df964db1-9487-4087-857a-15802267f9a4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2023-09-28

Reporting Person: Battery Partners IX, LLC (10% Owner)
Reporting Person: Battery Investment Partners IX, LLC (10% Owner)
Reporting Person: Battery Ventures IX, L.P. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-09-28 Class A Common Stock J 3000000 $0.00 Disposed 5035367 Indirect
2023-09-28 Class A Common Stock J 30304 $0.00 Disposed 48768 Indirect
2023-09-28 Class A Common Stock J 908537 $0.00 Acquired 908537 Indirect
2023-09-28 Class A Common Stock J 908537 $0.00 Disposed 0 Indirect

Footnotes

F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner and limited partners without additional consideration.

F2: Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX and may be deemed to beneficially own the securities held by BV IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration.

F4: Securities are held by BIP IX. BP IX is the managing member of BIP IX and may be deemed to beneficially own the securities held by BIP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

F5: Represents receipt of securities in the distribution in kind described in footnote (1).

F6: Securities are held by BP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

F7: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration.