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Sprinklr, Inc. — Director's Dealing 2022
May 5, 2022
31717_dirs_2022-05-05_90521eb5-9382-4011-9dfb-ff453dfef64a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2022-04-11
Reporting Person: Thomas Ragy (Director, Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-11 | Class B Common Stock | $ | C | 1048005 | Disposed | Class A Common Stock (1048005) | Direct |
Footnotes
F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock.
F2: 374,239 shares were transferred from the RT 2019 Grantor Retained Annuity Trust to the Reporting Person. This represents the number of shares held after the transfer. The transfer was a change in the form of beneficial ownership and was exempt from reporting pursuant to Rule 16a-13.
F3: The initial Form 4 inadvertently listed the incorrect number of shares owned by the Reporting Person following the transaction. This represents the correct number of shares.