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Sprinklr, Inc. — Director's Dealing 2022
Oct 11, 2022
31717_dirs_2022-10-11_84d762d2-973a-41cd-8723-3e5e29626a14.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2022-10-01
Reporting Person: Ohls Paul (Chief Revenue Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 108616 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.10 | 2028-08-14 | Class B Common Stock (372000) | Direct | |
| Employee Stock Option (right to buy) | $4.25 | 2029-05-15 | Class B Common Stock (100000) | Direct | |
| Employee Stock Option (right to buy) | $4.45 | 2029-12-10 | Class B Common Stock (100000) | Direct | |
| Employee Stock Option (right to buy) | $7.38 | 2030-08-31 | Class B Common Stock (25000) | Direct | |
| Employee Stock Option (right to buy) | $10.96 | 2031-04-05 | Class B Common Stock (80000) | Direct | |
| Employee Stock Option (right to buy) | $12.88 | 2031-05-18 | Class B Common Stock (100000) | Direct |
Footnotes
F1: Represents a restricted stock unit ("RSU") award. One-fourth (1/4th) of the RSUs shall vest on March 15, 2023, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent June 15, September 15, December 15 and March 15 thereafter, subject to the Reporting Person's continued service with the Issuer through each such vesting date.
F2: Fully vested and exercisable.
F3: One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F4: One fourth (1/4th) of the shares subject to the option award vested on December 10, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F5: One fourth (1/4th) of the shares subject to the option award vested on September 2, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F6: One fourth (1/4th) of the shares subject to the option award vested on April 5, 2022, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F7: One fourth (1/4th) of the shares subject to the option award vested on May 20, 2022, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.