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Sprinklr, Inc. — Director's Dealing 2021
Jun 23, 2021
31717_dirs_2021-06-22_068b7440-7a2c-4674-a403-544e8425738f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2021-06-22
Reporting Person: Agrawal Neeraj (Director, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29703 | Indirect |
| Common Stock | 297 | Indirect |
| Common Stock | 862093 | Indirect |
| Common Stock | 85262 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (19846041) | Indirect | ||
| Series A Preferred Stock | $ | Common Stock (198440) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (14321250) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (143199) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (6473307) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (64728) | Indirect | ||
| Series D Preferred Stock | $ | Common Stock (287166) | Indirect | ||
| Series D Preferred Stock | $ | Common Stock (2871) | Indirect | ||
| Series D-2 Preferred Stock | $ | Common Stock (91707) | Indirect | ||
| Series D-2 Preferred Stock | $ | Common Stock (918) | Indirect | ||
| Series E-1 Preferred Stock | $ | Common Stock (14289) | Indirect | ||
| Series E-1 Preferred Stock | $ | Common Stock (144) | Indirect | ||
| Series E-1 Preferred Stock | $ | Common Stock (78340) | Indirect | ||
| Series E-1 Preferred Stock | $ | Common Stock (7748) | Indirect | ||
| Series E-2 Preferred Stock | $ | Common Stock (1773) | Indirect | ||
| Series E-2 Preferred Stock | $ | Common Stock (18) | Indirect | ||
| Series E-2 Preferred Stock | $ | Common Stock (30499) | Indirect | ||
| Series E-2 Preferred Stock | $ | Common Stock (3016) | Indirect | ||
| Series F Preferred Stock | $ | Common Stock (5498) | Indirect | ||
| Series F Preferred Stock | $ | Common Stock (55) | Indirect | ||
| Series F Preferred Stock | $ | Common Stock (1436205) | Indirect | ||
| Series F Preferred Stock | $ | Common Stock (142042) | Indirect |
Footnotes
F1: Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's
initial public offering of Class A Common Stock.
F2: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. The Reporting Person is a managing member of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F3: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. The Reporting Person is a managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F4: The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Select I"). The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is Battery Partners Select Fund I GP, LLC ("BP Select I GP"). BP Select I GP's investment adviser is Battery Management Corp. The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over the securities held by BV Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose
F5: The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BIP Select I is BP Select I GP. BP Select I GP's investment adviser is Battery Management Corp. The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over the securities held by BIP Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F6: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Stock will automatically convert into shares of Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and have no expiration date.