Sprinklr, Inc. — Director's Dealing 2021

Jun 23, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2021-06-22

Reporting Person: Battery Ventures IX, L.P. (10% Owner)
Reporting Person: Battery Investment Partners IX, LLC (10% Owner)
Reporting Person: Battery Ventures Select Fund I, L.P. (10% Owner)
Reporting Person: Battery Investment Partners Select Fund I, L.P. (10% Owner)
Reporting Person: Battery Partners IX, LLC (10% Owner)
Reporting Person: Battery Management Corp. (10% Owner)
Reporting Person: TOBIN SCOTT R (10% Owner)
Reporting Person: TABORS R DAVID (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	29703	Indirect
Common Stock	297	Indirect
Common Stock	862093	Indirect
Common Stock	85262	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Preferred Stock	$		Common Stock (19846041)		Indirect
Series A Preferred Stock	$		Common Stock (198440)		Indirect
Series B Preferred Stock	$		Common Stock (14321250)		Indirect
Series B Preferred Stock	$		Common Stock (143199)		Indirect
Series C Preferred Stock	$		Common Stock (6473307)		Indirect
Series C Preferred Stock	$		Common Stock (64728)		Indirect
Series D Preferred Stock	$		Common Stock (287166)		Indirect
Series D Preferred Stock	$		Common Stock (2871)		Indirect
Series D-2 Preferred Stock	$		Common Stock (91707)		Indirect
Series D-2 Preferred Stock	$		Common Stock (918)		Indirect
Series E-1 Preferred Stock	$		Common Stock (14289)		Indirect
Series E-1 Preferred Stock	$		Common Stock (144)		Indirect
Series E-1 Preferred Stock	$		Common Stock (78340)		Indirect
Series E-1 Preferred Stock	$		Common Stock (7748)		Indirect
Series E-2 Preferred Stock	$		Common Stock (1773)		Indirect
Series E-2 Preferred Stock	$		Common Stock (18)		Indirect
Series E-2 Preferred Stock	$		Common Stock (30499)		Indirect
Series E-2 Preferred Stock	$		Common Stock (3016)		Indirect
Series F Preferred Stock	$		Common Stock (5498)		Indirect
Series F Preferred Stock	$		Common Stock (55)		Indirect
Series F Preferred Stock	$		Common Stock (1436205)		Indirect
Series F Preferred Stock	$		Common Stock (142042)		Indirect

Footnotes

F1: Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's
initial public offering of Class A Common Stock.

F2: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

F3: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

F4: The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Sel I"). The sole general partner of BV Sel I is Battery Partners Select Fund I, L.P. ("BP Sel I"). The general partner of BP Sel I is Battery Partners Select Fund I GP, LLC ("BP Sel I GP"). BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BV Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

F5: The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Sel I"). The sole general partner of BIP Sel I is BP Sel I GP. BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members and officers of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BIP Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

F6: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Stock will automatically convert into shares of Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and have no expiration date.