Sprinklr, Inc. — Director's Dealing 2021

Jun 23, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2021-06-22

Reporting Person: ICONIQ STRATEGIC PARTNERS II, L.P. (10% Owner)
Reporting Person: ICONIQ STRATEGIC PARTNERS II-B, L.P. (10% Owner)
Reporting Person: ICONIQ Strategic Partners, L.P. (10% Owner)
Reporting Person: ICONIQ Strategic Partners-B, L.P. (10% Owner)
Reporting Person: ICONIQ Strategic Partners II GP, L.P. (10% Owner)
Reporting Person: ICONIQ Strategic Partners II TT GP, Ltd (10% Owner)
Reporting Person: ICONIQ Strategic Partners GP, L.P. (10% Owner)
Reporting Person: ICONIQ Strategic Partners TT GP, Ltd. (10% Owner)
Reporting Person: Griffith William J.G. (10% Owner)
Reporting Person: Makan Divesh (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	758821	Direct
Common Stock	594020	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series B Preferred Stock	$		Common Stock (2309168)		Direct
Series B Preferred Stock	$		Common Stock (1807612)		Indirect
Series D Preferred Stock	$		Common Stock (9418425)		Indirect
Series D Preferred Stock	$		Common Stock (2363838)		Indirect
Series D-2 Preferred Stock	$		Common Stock (2164349)		Direct
Series D-2 Preferred Stock	$		Common Stock (1694248)		Indirect
Series D-2 Preferred Stock	$		Common Stock (1269324)		Indirect
Series D-2 Preferred Stock	$		Common Stock (318573)		Indirect
Series E-1 Preferred Stock	$		Common Stock (429327)		Direct
Series E-1 Preferred Stock	$		Common Stock (336077)		Indirect
Series E-2 Preferred Stock	$		Common Stock (59823)		Direct
Series E-2 Preferred Stock	$		Common Stock (46829)		Indirect
Series F Preferred Stock	$		Common Stock (760231)		Direct
Series F Preferred Stock	$		Common Stock (595107)		Indirect

Footnotes

F1: Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's
initial public offering of Class A Common Stock.

F2: The shares are held by ICONIQ Strategic Partners II, L.P. ("ICONIQ II").

F3: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP.

F4: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F5: The shares are held by ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B").

F6: Each share of Series B Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Stock will automatically convert into shares of Common Stock on a
1:1 basis immediately prior to the closing of the Issuer's initial public offering and have no expiration date.

F7: The shares are held by ICONIQ Strategic Partners, L.P. ("ICONIQ").

F8: The shares are held by ICONIQ Strategic Partners-B, L.P. ("ICONIQ-B").