AI assistant
Sprinklr, Inc. — Director's Dealing 2021
Jun 23, 2021
31717_dirs_2021-06-22_13b8597e-e097-42b0-8c1b-eb8111800225.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2021-06-22
Reporting Person: Kundra Vivek (Chief Operating Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17173 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.99 | 2028-05-09 | Common Stock (337500) | Direct | |
| Employee Stock Option (right to buy) | $4.25 | 2029-03-18 | Common Stock (206250) | Direct | |
| Employee Stock Option (right to buy) | $4.93 | 2030-03-11 | Common Stock (425000) | Direct | |
| Employee Stock Option (right to buy) | $7.68 | 2031-01-28 | Common Stock (500000) | Direct | |
| Employee Stock Option (right to buy) | $4.93 | 2030-03-11 | Common Stock (100000) | Indirect |
Footnotes
F1: Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's
initial public offering of Class A Common Stock.
F2: One fourth (1/4th) of the shares subject to the option award vested on May 8, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F3: One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F4: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F5: One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the
option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F6: The option is fully vested and exercisable.
F7: The securities are held by Vivek Kundra Irrevocable Trust (2021) (the "Trust"). The Reporting Person's spouse is the trustee of the Trust.