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Sprinklr, Inc. — Director's Dealing 2021
Jun 23, 2021
31717_dirs_2021-06-22_c8e35de2-2974-4873-a924-2104eab7fe6f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2021-06-22
Reporting Person: OnePrime Capital, LLC (10% Owner)
Reporting Person: Mogyx Investment Fund Manager, LLC (10% Owner)
Reporting Person: Gollamudi Raj L. (10% Owner)
Reporting Person: Yi Marc S. (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (3447051) | Indirect |
Footnotes
F1: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the holder's election, without payment of additional consideration. Such shares have no expiration date.
F2: This statement relates to securities held for the accounts of private investment funds for which OnePrime Capital LLC ("OnePrime") serves as the investment manager and Mogyx Investment Fund Manager, LLC ("Mogyx") serves as the managing member. Mr. Yi and Mr. Gollamudi are the principal control persons of OnePrime and Mogyx. In such capacities, OnePrime, Mogyx, Mr. Yi and Mr. Gollamudi (the "Reporting Persons") may be deemed to have voting and dispositive power over securities held for the private investment funds. Each of the Reporting Persons disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.