Sprinklr, Inc. — Director's Dealing 2021

Jun 23, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2021-06-22

Reporting Person: H&F Corporate Investors IX, Ltd. (10% Owner)
Reporting Person: Hellman & Friedman Investors IX, L.P. (10% Owner)
Reporting Person: Hellman & Friedman Capital Partners IX, L.P. (10% Owner)
Reporting Person: H&F Splash Holdings IX GP, LLC (10% Owner)
Reporting Person: H&F Splash Holdings IX, L.P. (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10908098	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Convertible Preferred Stock	$		Common Stock (5455519)		Indirect
Series B Convertible Preferred Stock	$		Common Stock (10347669)		Indirect
Series C Convertible Preferred Stock	$		Common Stock (4903524)		Indirect
Series D Convertible Preferred Stock	$		Common Stock (1393143)		Indirect
Series D-2 Convertible Preferred Stock	$		Common Stock (18525)		Indirect
Series E-1 Convertible Preferred Stock	$		Common Stock (682186)		Indirect
Series E-2 Convertible Preferred Stock	$		Common Stock (111752)		Indirect
Series F Convertible Preferred Stock	$		Common Stock (1867825)		Indirect
Series G-1 Convertible Preferred Stock	$		Common Stock (10810810)		Indirect
Series G-2 Convertible Preferred Stock	$		Common Stock (9090909)		Indirect
Warrant	$10.00	2025-10-07	Common Stock (2500000)		Indirect

Footnotes

F1: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of common stock, par value $0.00003 per share ("Common Stock") will be reclassified into shares of the Issuer's Class B common stock, par value $0.00003 ("Class B Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and will convert automatically following the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B common stock represent less than 5.0% of the then outstanding Class A and Class B common stock subject to certain timing criteria.

F2: Shares of Convertible Preferred Stock are convertible, at the option of the holder or automatically immediately prior to the closing of the initial public offering of the Issuer, into shares of Common Stock on a one-for one-basis. Immediately thereafter, but prior to the closing of the initial public offering of the Issuer, all shares of Common Stock will be reclassified into shares of Class B Common Stock. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and automatically following the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the then outstanding Class A and Class B common stock subject to certain timing criteria.

F3: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.