Sprinklr, Inc. — Director's Dealing 2021

Jun 30, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2021-06-25

Reporting Person: CHAMBERS JOHN T (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-25	Common Stock	J	400332	$0.00	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-25	Stock Option (right to buy)	$16.00	A	17631	Acquired	2031-06-25	Class A Common Stock (17631)	Direct
2021-06-25	Stock Option (right to buy)	$3.52	J	75000	Disposed	2027-09-14	Common Stock (75000)	Direct
2021-06-25	Stock Option (right to buy)	$3.52	J	75000	Acquired	2027-09-14	Class B Common Stock (75000)	Direct
2021-06-25	Stock Option (right to buy)	$4.10	J	1350000	Disposed	2028-08-14	Common Stock (1350000)	Direct
2021-06-25	Stock Option (right to buy)	$4.10	J	1350000	Acquired	2028-08-14	Class B Common Stock (1350000)	Direct
2021-06-25	Class B Common Stock	$	J	400332	Acquired		Class A Common Stock (400332)	Indirect

Footnotes

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2: The securities are held by JC2 Investments LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3: The option will vest in full on the earlier of (a) June 25, 2022 or (b) the day prior to the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date.

F4: One fourth (1/4th) of the shares subject to the option award vested on August 3, 2018, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

F5: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on and a monthly basis commencing on September 14, 2018, then on the first day of each month thereafter, subject to the Reporting Person's continuous service.

F6: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.