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Sprinklr, Inc. — Director's Dealing 2021
Jun 30, 2021
31717_dirs_2021-06-29_589ec0bf-17ae-45e2-853c-704c8ec9c9fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2021-06-25
Reporting Person: GILLIS EDWIN J (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-25 | Stock Option (right to buy) | $16.00 | A | 13420 | Acquired | 2031-06-25 | Class A Common Stock (13420) | Direct |
| 2021-06-25 | Stock Option (right to buy) | $4.25 | J | 250000 | Disposed | 2029-05-01 | Common Stock (250000) | Direct |
| 2021-06-25 | Stock Option (right to buy) | $4.25 | J | 250000 | Acquired | 2029-05-01 | Class B Common Stock (250000) | Direct |
Footnotes
F1: The option will vest in full on the earlier of (a) June 25, 2022 or (b) the day prior to the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date.
F2: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
F3: One fortieth (1/40th) of the shares subject to the option award vested or shall vest on the first day of each month commencing on February 1, 2020, subject to the Reporting Person's continuous service