Sprinklr, Inc. — Director's Dealing 2021

Jun 30, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2021-06-25

Reporting Person: H&F Corporate Investors IX, Ltd. (10% Owner)
Reporting Person: Hellman & Friedman Investors IX, L.P. (10% Owner)
Reporting Person: Hellman & Friedman Capital Partners IX, L.P. (10% Owner)
Reporting Person: H&F Splash Holdings IX GP, LLC (10% Owner)
Reporting Person: H&F Splash Holdings IX, L.P. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-25	Common Stock	C	5455519	—	Acquired	16363617	Indirect
2021-06-25	Common Stock	C	10347669	—	Acquired	26711286	Indirect
2021-06-25	Common Stock	C	4903524	—	Acquired	31614810	Indirect
2021-06-25	Common Stock	C	1393143	—	Acquired	33007953	Indirect
2021-06-25	Common Stock	C	18525	—	Acquired	33026478	Indirect
2021-06-25	Common Stock	C	682186	—	Acquired	33708664	Indirect
2021-06-25	Common Stock	C	111752	—	Acquired	33820416	Indirect
2021-06-25	Common Stock	C	1867825	—	Acquired	35688241	Indirect
2021-06-25	Common Stock	C	10810810	—	Acquired	46499051	Indirect
2021-06-25	Common Stock	C	9090909	—	Acquired	55589960	Indirect
2021-06-25	Common Stock	J	55589960	—	Disposed	0	Indirect
2021-06-25	Class A Common Stock	P	1413501	$16.00	Acquired	1413501	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-25	Series A Convertible Preferred Stock	$	C	5455519	Disposed		Common Stock (5455519)	Indirect
2021-06-25	Series B Convertible Preferred Stock	$	C	10347669	Disposed		Common Stock (10347669)	Indirect
2021-06-25	Series C Convertible Preferred Stock	$	C	4903524	Disposed		Common Stock (4903524)	Indirect
2021-06-25	Series D Convertible Preferred Stock	$	C	1393143	Disposed		Common Stock (1393143)	Indirect
2021-06-25	Series D-2 Convertible Preferred Stock	$	C	18525	Disposed		Common Stock (18525)	Indirect
2021-06-25	Series E-1 Convertible Preferred Stock	$	C	682186	Disposed		Common Stock (682186)	Indirect
2021-06-25	Series E-2 Convertible Preferred Stock	$	C	111752	Disposed		Common Stock (111752)	Indirect
2021-06-25	Series F Convertible Preferred Stock	$	C	1867825	Disposed		Common Stock (1867825)	Indirect
2021-06-25	Series G-1 Convertible Preferred Stock	$	C	10810810	Disposed		Common Stock (10810810)	Indirect
2021-06-25	Series G-2 Convertible Preferred Stock	$	C	9090909	Disposed		Common Stock (9090909)	Indirect
2021-06-25	Class B Common Stock	$	J	55589960	Acquired		Class A Common Stock (55589960)	Indirect

Footnotes

F1: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F2: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and will convert automatically following the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B common stock represent less than 5.0% of the then outstanding Class A and Class B common stock subject to certain timing criteria.

F3: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.