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Sprinklr, Inc. Director's Dealing 2021

Dec 16, 2021

31717_dirs_2021-12-16_2c9fdb48-5983-4d3a-9b8c-e18f704b6931.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2021-12-14

Reporting Person: Singh Pavitar (Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-14 Class A Common Stock C 400000 Acquired 400000 Direct
2021-12-14 Class A Common Stock S 400000 $14.91 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-14 Class B Common Stock $ C 400000 Disposed Class A Common Stock (400000) Direct

Footnotes

F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2: In connection with the sale of Class A Common Stock, the Reporting Person converted Class B Common Stock into Class A Common Stock, which became effective on December 16, 2021.

F3: Shares were sold pursuant to a Rule 10b5-1 trading plan.