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Sprinklr, Inc. — Director's Dealing 2021
Dec 16, 2021
31717_dirs_2021-12-16_2c9fdb48-5983-4d3a-9b8c-e18f704b6931.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sprinklr, Inc. (CXM)
CIK: 0001569345
Period of Report: 2021-12-14
Reporting Person: Singh Pavitar (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-14 | Class A Common Stock | C | 400000 | — | Acquired | 400000 | Direct |
| 2021-12-14 | Class A Common Stock | S | 400000 | $14.91 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-14 | Class B Common Stock | $ | C | 400000 | Disposed | Class A Common Stock (400000) | Direct |
Footnotes
F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
F2: In connection with the sale of Class A Common Stock, the Reporting Person converted Class B Common Stock into Class A Common Stock, which became effective on December 16, 2021.
F3: Shares were sold pursuant to a Rule 10b5-1 trading plan.