Spok Holdings, Inc — Director's Dealing 2021

Oct 1, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Spok Holdings, Inc (SPOK)
CIK: 0001289945
Period of Report: 2021-10-01

Reporting Person: Stein Todd J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-01	Common Stock	A	1468	$10.22	Acquired	22478	Direct
2021-10-01	Common Stock	A	0	$0.00	Acquired	511629	Indirect
2021-10-01	Common Stock	A	0	$0.00	Acquired	553390	Indirect
2021-10-01	Common Stock	A	0	$0.00	Acquired	15108	Indirect

Footnotes

F1: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.