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Spok Holdings, Inc — Director's Dealing 2015
Mar 13, 2015
14816_dirs_2015-03-13_57065038-dce7-47a5-a4b1-b9d88da6c90e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spok Holdings, Inc (SPOK)
CIK: 0001289945
Period of Report: 2015-03-13
Reporting Person: Endsley Shawn Eric (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-13 | Common Stock | M | 24079 | — | Acquired | 50684 | Direct |
| 2015-03-13 | Common Stock | F | 7971 | $17.36 | Disposed | 42713 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-13 | Restricted Stock Units | $ | M | 24079 | Disposed | Common Stock (24079) | Direct |
Footnotes
F1: On March 13, 2015, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Endsley under the Spok Holdings, Inc. 2011 Long Term Incentive Plan (the "2011 LTIP").
F2: RSUs were granted to Mr. Endsley under the 2011 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.
F3: On March 13 2015, Mr. Endsley surrendered 7,971 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2011 Long Term Incentive Plan. The price was based on the closing price per share of March 6, 2015 as reported on NASDAQ.
F4: On March 13, 2015, 24,079 shares vested under the 2011 LTIP.