AI assistant
SPLASH BEVERAGE GROUP, INC. — Director's Dealing 2025
Oct 20, 2025
35415_dirs_2025-10-20_248eb4e3-a25b-4dce-8c5b-56d63ca7596f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPLASH BEVERAGE GROUP, INC. (SBEV)
CIK: 0001553788
Period of Report: 2024-04-19
Reporting Person: Caple Frederick William (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-19 | Common Stock | A | 1875 | — | Acquired | 1875 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-19 | Stock Options (Right to Buy) | $13.60 | A | 15000 | Acquired | 2027-04-19 | Common Stock (15000) | Indirect |
Footnotes
F1: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested.
F2: The stock options shall be exercisable for a 3-year period, and shall vest as follows: 75,000 immediately (125,000 already vested) and 50,000 per quarter for the next 8 quarters.
F3: Gives effect to a reverse stock split of 1-for-40 effective March 27, 2025.
F4: SNS Universal Solutions LLC is an entity which the Reporting Person controls.