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SPLASH BEVERAGE GROUP, INC. — Director's Dealing 2023
May 19, 2023
35415_dirs_2023-05-19_0b859637-928e-4ef2-b85e-9c2c47e9cbeb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPLASH BEVERAGE GROUP, INC. (SBEV)
CIK: 0001553788
Period of Report: 2023-05-01
Reporting Person: Caple Frederick William (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-01 | Stock options | $1.26 | A | 125000 | Acquired | 2033-05-01 | Common stock (125000) | Indirect |
Footnotes
F1: The options are being issued in connection with serving on the board of directors of SBEV, pursuant to the 2020 Long-Term Incentive Compensation Plan. 10,417 options will vest on the 1st day of each month starting June 2023 until January 2024 and 10,416 options will vest on the 1st day of each month starting February 2024 until May 2024.
F2: The Stock Options are issued to SNS Universal Solutions, LLC of which Frederick William Caple is the principle.
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