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Spirent Communications PLC — Major Shareholding Notification 2014
Oct 21, 2014
4625_mrq_2014-10-21_4045cf61-2d58-4f56-8bab-08fc63d3000e.html
Major Shareholding Notification
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RNS Number : 9287U
Spirent Communications PLC
21 October 2014
| TR-1: Notifications of Major Interests in Shares | |||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Spirent Communications plc | ||
| 2. Reason for notification (yes/no) | |||
| An acquisition or disposal of voting rights | Yes | ||
| An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | ||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | ||
| An event changing the breakdown of voting rights | No | ||
| Other (please specify):___________________________ | No | ||
| 3. Full name of person(s) subject to notification obligation: | Ameriprise Financial, Inc. and its group | ||
| 4. Full name of shareholder(s) (if different from 3): | See additional information under 13. | ||
| 5. Date of transaction and date on which the threshold is crossed or reached: | 17 October 2014 | ||
| 6. Date on which issuer notified: | 21 October 2014 | ||
| 7. Threshold(s) that is/are crossed or reached: | Above the threshold of 12% | ||
| 8: Notified Details | |||||||
| A: Voting rights attached to shares | |||||||
| Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
| Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| GB0004726096 71,830,444 71,830,444 347,118 347,118 73,610,384 0.057% 12.033% | |||||||
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument | Expiration date | Exercise/ conversion period | No. of voting rights that may be acquired if the instrument is exercised/converted. | Percentage of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
| Resulting situation after the triggering transaction | ||||||
| Type of financial instrument | Exercise Price | Expiration date | Exercise / conversion period | No. of voting rights instrument refers to | Percentage of voting rights | |
| Nominal | Delta | |||||
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 73,957,502 | 12.090% |
| 9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
| Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd. |
| Proxy Voting: | |
| 10. Name of proxy holder: | N/A |
| 11. Number of voting rights proxy holder will cease to hold: | N/A |
| 12. Date on which proxy holder will cease to hold voting rights: | N/A |
13. Additional information:
Registered Owner
| Littledown Nominees Ltd | A/c 41407 | 21,006,553 |
| HSBC Global Custody Nominee (UK) Limited | A/c 740190 | 170,354 |
| HSBC Global Custody Nominee (UK) Limited | A/c 739874 | 632,702 |
| HSBC Global Custody Nominee (UK) Limited | A/c 740311 | 87,889 |
| State Street Nominees Limited | A/c 2GQ6 | 31,887,034 |
| Littledown Nominees Ltd | A/c ZLA05 | 1,148,601 |
| Littledown Nominees Ltd | A/c ZLA07 | 6,398,452 |
| Littledown Nominees Ltd | A/c 07197 | 347,118 |
| Littledown Nominees Ltd | A/c 10479 | 14,716 |
| Littledown Nominees Ltd | A/c ZLA12 | 237,536 |
| Littledown Nominees Ltd | A/c ZLA14 | 70,131 |
| Littledown Nominees Ltd | A/c 34789 | 564,903 |
| Littledown Nominees Ltd | A/c 18667 | 3,221,462 |
| Littledown Nominees Ltd | A/c 10492 | 6,969,221 |
| Littledown Nominees Ltd | A/c 10488 | 1,200,830 |
14 Contact name:
Mark Powney, Threadneedle Group
15. Contact telephone name:
01793 363135
| C: Additional information |
| Contact at Issuer: Michelle Balch, Assistant Company Secretary, Spirent Communications plc Telephone: 01293 767676 |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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