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SPIRE INC Director's Dealing 2023

Nov 27, 2023

31103_dirs_2023-11-27_883bb5c6-c6c7-4485-bb47-6ffdf4be76d7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SPIRE INC (SR)
CIK: 0001126956
Period of Report: 2023-11-23

Reporting Person: Rasche Steven P (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-23 Phantom Stock $ A 1925.00 Acquired Common Stock (1925.00) Direct
2023-11-23 Phantom Stock $ A 2247.00 Acquired Common Stock (2247.00) Direct
2023-11-23 Phantom Stock $ A 2247.00 Acquired Common Stock (2247.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
5.9% Series A Cumulative Redeemable Perpet. Preferred Stock 11999.84 Indirect
Common Stock 6565.00 Direct
Common Stock 2563.571 Indirect
Common Stock 34665.00 Indirect

Footnotes

F1: Shares held in an IRA account over which Mr. Rasche has sole voting and dispositive power.

F2: Shares held in Company stock fund of 401(k) plan as reported by trustee as of November 24, 2023.

F3: Shares held in a revocable trust of which Mr. Rasche and his spouse are trustees and share voting and dispositive power.

F4: Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,925 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.

F5: Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 2,247 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.

F6: Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 2,247 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.